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Steven Ray Highland
CRD#: 2288402
IA
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EDWARD JONESCRD#: 250 1702 Washington Blvd
BELPRE, OH 45714-0000
BELPRE, OH 45714-0000
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Disclosures
32
Years of Experience
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State Registrations
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Arkansas 2/27/2024
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North Carolina 9/11/2009
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California 1/4/2016
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Ohio 5/1/2003
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Connecticut 4/18/2006
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Ohio 1/10/2007
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Florida 5/1/2003
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Pennsylvania 4/1/2009
B
Georgia 10/14/2011
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South Carolina 8/22/2005
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Illinois 1/3/2007
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Tennessee 4/15/2024
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Indiana 8/5/2021
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Texas 10/23/2012
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Maine 11/9/2010
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Texas 1/4/2019
B
Michigan 1/2/2020
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Virginia 7/16/2010
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New York 2/10/2020
B
West Virginia 5/1/2003
SRO Registrations
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Registered with this firm since 1/10/2007
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Registered with this firm since 5/1/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/06/1999 - 05/02/2003 | MARIETTA, OH | |
B | 05/03/1999 - 05/02/2003 | ST. PETERSBURG, FL | |
B | 11/27/1996 - 04/30/1999 | PORTLAND, OR | |
B | 02/03/1995 - 12/02/1996 | RICHMOND, VA | |
B | 03/04/1993 - 02/03/1995 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.