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Detailed Report
ROBERT STEVEN OLDHAM
ROBERT OLDHAM, STEVE OLDHAM
CRD#: 2288379
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Investment Adviser
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Previous Broker
MAINSTREET RIA LLCCRD#: 309150 6700 KEATON CORPORATE PARKWAY
SUITE 102
O'FALLON, MO 63368
Registration History
19952000200520102015202020252 FIRMS2002 - 2012 (9 years)2 FIRMS2012 - 2019 (7 years)IAMAINSTREET RIA LLC (CRD# 309150)2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2002 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 1998 (<1 year)BCOMMERCE BROKERAGE SERVICES, INC. (CRD# 17140)1995 - 1998 (3 years)BEDWARD D. JONES & CO., L.P. (CRD# 250)1992 - 1995 (2 years)IACAPITAL MANAGEMENT SERVICES, INC. (CRD# 118260)2019 - 2020 (1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1999 - 2002 (3 years)
License(s)

State Registrations

IA
Missouri 7/6/2020
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Texas 2/22/2021
Current Registration(s)
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MAINSTREET RIA LLC (CRD#:309150)
6700 KEATON CORPORATE PARKWAY SUITE 102, O'FALLON, MO 63368
Registered with this firm since 7/6/2020
Previous Registration(s)
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 08/01/2019 - 10/21/2020 CAPITAL MANAGEMENT SERVICES, INC. (CRD#:118260) Ofallon, MO
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 04/16/2012 - 08/22/2019 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) ST. LOUIS, MO
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 04/17/2012 - 08/22/2019 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) ST. LOUIS, MO
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 12/18/2002 - 04/25/2012 LPL FINANCIAL LLC (CRD#:6413) CHESTERFIELD, MO
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 12/18/2002 - 04/25/2012 LPL FINANCIAL LLC (CRD#:6413) CHESTERFIELD, MO
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 09/29/1999 - 12/12/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) ST PETERS, MO
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 08/04/1998 - 12/12/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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 07/27/1998 - 08/03/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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 07/26/1995 - 07/30/1998 COMMERCE BROKERAGE SERVICES, INC. (CRD#:17140) CLAYTON, MO
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 11/02/1992 - 07/10/1995 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.