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TROY RAFAEL FOX
TROY R FOX
CRD#: 2288368
IA
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RBC CAPITAL MARKETS, LLCCRD#: 31194 111 ROCKVILLE PIKE
SUITE 825
ROCKVILLE, MD 20850-5117
SUITE 825
ROCKVILLE, MD 20850-5117
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Disclosures
29
Years of Experience
View By:
State Registrations
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Arizona 10/4/2023
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Nevada 3/27/2013
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California 4/29/2009
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New Hampshire 4/29/2009
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Colorado 3/12/2018
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New Jersey 4/29/2009
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Connecticut 6/5/2023
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New Mexico 9/16/2021
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Delaware 5/18/2017
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New York 4/29/2009
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District of Columbia 4/29/2009
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North Carolina 4/29/2009
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District of Columbia 5/5/2009
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Ohio 4/29/2009
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Florida 4/29/2009
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Oregon 9/6/2012
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Georgia 11/27/2019
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Pennsylvania 3/14/2018
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Illinois 4/29/2009
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Rhode Island 10/10/2023
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Indiana 1/23/2025
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South Carolina 4/29/2009
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Maryland 4/29/2009
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Tennessee 1/11/2022
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Maryland 7/10/2009
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Vermont 9/16/2022
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Massachusetts 4/29/2009
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Virginia 4/29/2009
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Michigan 3/10/2023
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Washington 11/2/2011
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Nebraska 6/29/2015
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West Virginia 6/16/2022
SRO Registrations
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Registered with this firm since 5/5/2009
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Registered with this firm since 4/29/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2006 - 05/15/2009 | BETHESDA, MD | |
B | 02/21/2006 - 05/15/2009 | BETHESDA, MD | |
IA | 09/28/2000 - 02/21/2006 | BETHESDA, MD | |
B | 03/14/1996 - 02/21/2006 | BALTIMORE, MD |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.