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STEVEN TODD STAKLEY
STEVEN TODD HIGHTOWER, STEVEN HIGHTOWER, STEVEN TODD STAKLEY
CRD#: 2288270
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 2050 MAIN STREET
SUITE 520
IRVINE, CA 92614
SUITE 520
IRVINE, CA 92614
0
Disclosures
29
Years of Experience
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State Registrations
IA
California 7/22/2002
B
Kentucky 7/31/2020
B
California 7/27/2002
B
Nevada 4/24/2018
B
Connecticut 2/1/2017
B
North Carolina 11/9/2017
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Connecticut 2/6/2017
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North Carolina 11/16/2017
B
Florida 9/30/2009
B
Pennsylvania 3/20/2025
B
Hawaii 5/12/2016
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Pennsylvania 3/21/2025
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Hawaii 5/13/2016
B
Virginia 5/9/2008
SRO Registrations
B
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Registered with this firm since 7/22/2002
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Registered with this firm since 7/22/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/12/2001 - 05/09/2002 | JERICHO, NY | |
B | 12/21/2000 - 10/03/2001 | SAN GABRIEL, CA | |
B | 09/05/1995 - 12/04/1998 | NEW YORK, NY | |
B | 10/26/1992 - 03/27/1995 | JERSEY CITY, NJ |
JERSEY CITY, NJ
10/26/1992 - 03/27/1995
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.