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Detailed Report
SCOTT DOUGLAS BROWN
CRD#: 2287921
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7311 Crossleigh Court
Toledo, OH 43617
Registration History
19952000200520102015202020252 FIRMS1997 - 2008 (11 years)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1997 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1992 - 1997 (4 years)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nevada 2/15/2019
B
Alaska 4/29/2022
B
New Hampshire 5/25/2022
B
Arizona 6/1/2009
B
New Jersey 9/13/2019
B
Arkansas 2/15/2019
B
New Mexico 2/15/2019
B
California 6/1/2009
B
New York 9/10/2013
B
Colorado 9/10/2013
B
North Carolina 8/15/2012
B
Connecticut 5/11/2022
B
North Dakota 2/15/2019
B
Delaware 5/11/2022
B
Ohio 6/1/2009
B
District of Columbia 5/11/2022
IA
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 5/25/2022
B
Georgia 6/1/2009
B
Oregon 5/25/2022
B
Hawaii 5/25/2022
B
Pennsylvania 2/15/2012
B
Idaho 5/25/2022
B
Puerto Rico 2/15/2019
B
Illinois 6/1/2009
B
Rhode Island 2/15/2019
B
Indiana 3/21/2013
B
South Carolina 6/1/2009
B
Iowa 2/11/2013
B
South Dakota 2/15/2019
B
Kansas 5/25/2022
B
Tennessee 6/1/2009
B
Kentucky 1/13/2014
B
Texas 6/1/2009
B
Louisiana 5/25/2022
IA
Texas 6/1/2009
B
Maine 5/25/2022
B
Utah 2/15/2019
B
Maryland 6/1/2009
B
Vermont 5/25/2022
B
Massachusetts 8/6/2012
B
Virgin Islands 5/25/2022
B
Michigan 6/1/2009
B
Virginia 6/21/2013
B
Minnesota 2/3/2010
B
Washington 10/17/2012
B
Mississippi 2/15/2019
B
West Virginia 5/25/2022
B
Missouri 4/29/2022
B
Wisconsin 8/6/2012
B
Montana 6/15/2021
B
Wyoming 5/25/2022
B
Nebraska 2/15/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7311 Crossleigh Court, Toledo, OH 43617
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
7311 Crossleigh Court, Toledo, OH 43617
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/04/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TOLEDO, OH
B
 12/04/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TOLEDO, OH
IA
 08/25/1997 - 12/05/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SYLVANIA, OH
B
 08/25/1997 - 12/05/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SYLVANIA, OH
B
 08/01/1997 - 08/25/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
 11/22/1992 - 08/06/1997 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.