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Detailed Report
RALPH EDWARD SCHNEIDER
CRD#: 2287794
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 101 West Avenue
Suite 200
Jenkintown, PA 19046
LINCOLN INVESTMENTCRD#: 519 5 Walnut Grove Drive
SUITE 240
Horsham, PA 19044
Registration History
1995200020052010201520202025IACAPITAL ANALYSTS (CRD# 162200)2015 - Present (9 years)IALINCOLN INVESTMENT (CRD# 519)2011 - Present (13 years)BLINCOLN INVESTMENT (CRD# 519)1992 - Present (32 years)
Disclosure(s)
View By:
10/6/2009
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 2/27/2014
B
Ohio 1/22/2021
B
Delaware 1/30/2001
B
Pennsylvania 1/5/1993
B
District of Columbia 4/17/2024
IA
Pennsylvania 6/16/2011
B
Florida 3/14/2003
B
Puerto Rico 1/3/2022
B
Nebraska 10/28/2021
B
South Carolina 9/9/2024
B
New Jersey 12/22/1993
B
Vermont 9/20/2022
B
North Carolina 8/21/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
101 West Avenue Suite 200, Jenkintown, PA 19046
Registered with this firm since 11/20/2015
IA
LINCOLN INVESTMENT (CRD#:519)
5 Walnut Grove Drive SUITE 240, Horsham, PA 19044
Registered with this firm since 6/16/2011
B
LINCOLN INVESTMENT (CRD#:519)
5 Walnut Grove Drive SUITE 240, Horsham, PA 19044
Registered with this firm since 11/16/1992
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.