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Edward Linn Heartfield Jr.
EDWARD LINN HEARFIELD JR, EDWARD LINN HEARTFIELD JR, EDWARD HEARTFIELD, GUY HEARTFIELD JR, GUY HEARTFIELD
CRD#: 2286901
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 100 CRESCENT COURT
13TH FLOOR
DALLAS, TX 75201
Registration History
19952000200520102015202020252 FIRMS1997 - 2003 (5 years)2 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2009 (4 years)2 FIRMS2009 - 2019 (10 years)2 FIRMS2019 - Present (5 years)BCREDIT SUISSE FIRST BOSTON COR... (CRD# 816)2001 - 2002 (1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1993 - 1997 (4 years)
License(s)

State Registrations

B
Alabama 3/15/2019

B
Nebraska 3/15/2019

B
Alaska 3/15/2019

B
Nevada 3/15/2019

B
Arizona 3/15/2019

B
New Hampshire 3/15/2019

B
Arkansas 3/15/2019

B
New Jersey 3/15/2019

B
California 3/15/2019

B
New Mexico 3/15/2019

B
Colorado 3/15/2019

B
New York 3/15/2019

B
Connecticut 3/15/2019

B
North Carolina 3/15/2019

B
Delaware 3/15/2019

B
North Dakota 3/15/2019

B
District of Columbia 3/15/2019

B
Ohio 3/15/2019

B
Florida 3/15/2019

B
Oklahoma 3/15/2019

B
Georgia 3/15/2019

B
Oregon 3/15/2019

B
Hawaii 3/15/2019

B
Pennsylvania 3/15/2019

B
Idaho 3/15/2019

B
Puerto Rico 3/15/2019

B
Illinois 3/15/2019

B
Rhode Island 3/15/2019

B
Indiana 3/15/2019

B
South Carolina 3/15/2019

B
Iowa 3/15/2019

B
South Dakota 3/15/2019

B
Kansas 3/15/2019

B
Tennessee 3/15/2019

B
Kentucky 3/15/2019

B
Texas 3/15/2019

B
Louisiana 3/15/2019

IA
Texas 3/15/2019

B
Maine 3/15/2019

B
Utah 3/15/2019

B
Maryland 3/15/2019

B
Vermont 3/15/2019

B
Massachusetts 3/15/2019

B
Virgin Islands 3/15/2019

B
Michigan 3/15/2019

B
Virginia 3/15/2019

B
Minnesota 3/15/2019

B
Washington 3/15/2019

B
Mississippi 3/15/2019

B
West Virginia 3/15/2019

B
Missouri 3/15/2019

B
Wisconsin 3/15/2019

B
Montana 3/15/2019

B
Wyoming 3/15/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 CRESCENT COURT 13TH FLOOR, DALLAS, TX 75201
Registered with this firm since 3/15/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 CRESCENT COURT 13TH FLOOR, DALLAS, TX 75201
Registered with this firm since 3/15/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/02/2009 - 03/18/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
01/02/2009 - 03/18/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
IA
09/03/2004 - 01/21/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
09/03/2004 - 01/21/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
IA
01/17/2003 - 10/04/2004 CREDIT SUISSE FIRST BOSTON (CRD#:816) DALLAS, TX
B
01/17/2003 - 10/04/2004 CREDIT SUISSE FIRST BOSTON LLC (CRD#:816) NEW YORK, NY
IA
07/21/1997 - 01/17/2003 DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) DALLAS, TX
B
07/21/1997 - 01/17/2003 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
B
02/02/2001 - 09/16/2002 CREDIT SUISSE FIRST BOSTON CORPORATION (CRD#:816) NEW YORK, NY
B
05/27/1993 - 08/05/1997 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.