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JAMES LEE DOLAN
JAY DOLAN
CRD#: 2286787
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2553 1ST AVENUE NORTH
ST. PETERSBURG, FL 33713
Registration History
19952000200520102015202020252 FIRMS2002 - Present (22 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2002 (5 years)BINVESTMENT MANAGEMENT & RESEAR... (CRD# 6694)1996 - 1996 (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1994 - 1995 (1 year)
Disclosure(s)
View By:
11/7/2005
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 3/9/2004

B
Missouri 7/21/2020

B
Arizona 1/5/2010

B
Montana 5/18/2020

B
Arkansas 4/3/2014

B
Nevada 5/18/2020

B
California 5/16/2002

B
New Hampshire 5/16/2002

B
Colorado 7/6/2011

B
New Jersey 5/16/2002

B
Connecticut 1/5/2010

B
New Mexico 7/21/2020

B
Delaware 8/12/2021

B
New York 5/16/2002

B
District of Columbia 8/1/2014

B
North Carolina 5/12/2003

B
Florida 5/16/2002

B
Ohio 3/10/2005

IA
Florida 5/20/2002

B
Oklahoma 12/19/2023

B
Georgia 5/16/2002

B
Oregon 2/10/2016

B
Hawaii 10/4/2018

B
Pennsylvania 8/7/2013

B
Idaho 10/1/2019

B
South Carolina 3/9/2004

B
Illinois 5/16/2002

B
Tennessee 5/19/2011

B
Indiana 5/16/2002

B
Texas 5/18/2005

B
Iowa 1/2/2020

IA
Texas 2/27/2013

B
Louisiana 5/18/2020

B
Utah 4/30/2014

B
Maine 1/19/2022

B
Vermont 7/31/2020

B
Maryland 11/29/2013

B
Virginia 5/18/2020

B
Massachusetts 5/16/2002

B
Washington 5/16/2002

B
Michigan 5/16/2002

B
Wisconsin 9/24/2012

B
Minnesota 9/19/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2553 1ST AVENUE NORTH, ST. PETERSBURG, FL 33713
Registered with this firm since 5/20/2002

B
LPL FINANCIAL LLC (CRD#:6413)
2553 1ST AVENUE NORTH, ST. PETERSBURG, FL 33713
Registered with this firm since 5/16/2002

Previous Registration(s)
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B
06/26/1996 - 05/31/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
01/16/1996 - 06/21/1996 INVESTMENT MANAGEMENT & RESEARCH, INC (CRD#:6694) ST. PETERSBURG, FL
B
08/31/1994 - 12/22/1995 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.