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NICHOLAS LIAPUNOV
NICK LIAPUNOV
CRD#: 2285566
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 800 WESTCHESTER AVENUE
4TH FLOOR SUITE N409
RYE BROOK, NY 10573
4TH FLOOR SUITE N409
RYE BROOK, NY 10573
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12/15/1997
Employment Separation After Allegations
10/22/1997
Regulatory
Final
8/25/1995
Employment Separation After Allegations
State Registrations
B
California 3/29/2019
B
New York 10/6/1999
B
Colorado 10/7/2011
IA
New York 4/16/2021
B
Connecticut 2/14/2000
B
North Carolina 9/13/2021
B
Delaware 11/7/2024
B
Pennsylvania 11/1/2024
B
Florida 2/18/2010
B
South Carolina 10/8/2018
B
Louisiana 10/11/2021
B
Texas 10/12/2016
B
Nevada 10/11/2018
B
Vermont 3/23/2021
B
New Jersey 7/17/2002
SRO Registrations
B
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IA
Registered with this firm since 4/16/2021
B
Registered with this firm since 9/7/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/19/1997 - 12/19/1997 | NEW YORK, NY | |
B | 10/20/1992 - 10/16/1995 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.