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SHARON BELL ROBLES
SHARON MARIE BELL, SHARON BELL ROBELS
CRD#: 2285368
IA
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UBS FINANCIAL SERVICES INC.CRD#: 8174 4400 POST OAK PARKWAY
20TH FLOOR
HOUSTON, TX 77027
20TH FLOOR
HOUSTON, TX 77027
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Disclosures
31
Years of Experience
View By:
State Registrations
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Arizona 9/3/2020
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Missouri 9/3/2020
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California 9/3/2020
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Nebraska 9/3/2020
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Colorado 9/3/2020
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New Jersey 9/3/2020
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Connecticut 5/28/2021
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New York 6/9/2020
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Delaware 9/3/2020
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North Carolina 9/3/2020
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District of Columbia 12/20/2024
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Ohio 10/22/2021
B
Florida 9/25/2019
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Oklahoma 9/3/2020
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Georgia 9/3/2020
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Pennsylvania 3/19/2021
B
Hawaii 9/3/2020
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Tennessee 9/3/2020
B
Illinois 6/9/2020
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Texas 12/17/2008
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Louisiana 2/2/2006
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Texas 12/18/2009
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Louisiana 7/8/2013
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Utah 9/3/2020
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Maryland 5/21/2021
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Virginia 9/3/2020
B
Massachusetts 9/3/2020
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Washington 6/9/2020
B
Michigan 7/11/2013
B
Wyoming 9/3/2020
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Mississippi 1/27/2011
SRO Registrations
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Registered with this firm since 12/18/2009
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Registered with this firm since 2/2/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/20/2003 - 08/09/2005 | BALTIMORE, MD | |
B | 01/14/1999 - 07/17/2003 | WEEHAWKEN, NJ | |
B | 08/03/1998 - 12/22/1998 | CHICAGO, IL | |
B | 07/08/1993 - 08/19/1998 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.