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Detailed Report
SHARON BELL ROBLES
SHARON MARIE BELL, SHARON BELL ROBELS
CRD#: 2285368
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 4400 POST OAK PARKWAY
20TH FLOOR
HOUSTON, TX 77027
Registration History
1995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - Present (15 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - Present (19 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)2003 - 2005 (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1999 - 2003 (4 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1998 - 1998 (<1 year)BMARQUIS INVESTMENTS, L.L.C. (CRD# 17121)1993 - 1998 (5 years)
License(s)

State Registrations

B
Arizona 9/3/2020
B
Missouri 9/3/2020
B
California 9/3/2020
B
Nebraska 9/3/2020
B
Colorado 9/3/2020
B
New Jersey 9/3/2020
B
Connecticut 5/28/2021
B
New York 6/9/2020
B
Delaware 9/3/2020
B
North Carolina 9/3/2020
B
District of Columbia 12/20/2024
B
Ohio 10/22/2021
B
Florida 9/25/2019
B
Oklahoma 9/3/2020
B
Georgia 9/3/2020
B
Pennsylvania 3/19/2021
B
Hawaii 9/3/2020
B
Tennessee 9/3/2020
B
Illinois 6/9/2020
B
Texas 12/17/2008
B
Louisiana 2/2/2006
IA
Texas 12/18/2009
IA
Louisiana 7/8/2013
B
Utah 9/3/2020
B
Maryland 5/21/2021
B
Virginia 9/3/2020
B
Massachusetts 9/3/2020
B
Washington 6/9/2020
B
Michigan 7/11/2013
B
Wyoming 9/3/2020
B
Mississippi 1/27/2011

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY 20TH FLOOR, HOUSTON, TX 77027
Drive Katy, TX
Registered with this firm since 12/18/2009
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY 20TH FLOOR, HOUSTON, TX 77027
Drive Katy, TX
Registered with this firm since 2/2/2006
Previous Registration(s)
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B
 06/20/2003 - 08/09/2005 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 01/14/1999 - 07/17/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 08/03/1998 - 12/22/1998 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 07/08/1993 - 08/19/1998 MARQUIS INVESTMENTS, L.L.C. (CRD#:17121)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.