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SUSANNA WON KOON TOY
CRD#: 2284641
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - Present (18 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - Present (22 years)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)2000 - 2001 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 2000 (5 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1992 - 1992 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2004 - 2005 (1 year)
License(s)

State Registrations

B
Arizona 8/23/2002

B
New Hampshire 1/25/2019

B
California 8/23/2002

B
New Jersey 4/14/2020

IA
California 11/15/2006

B
New Mexico 4/11/2017

B
Colorado 8/23/2002

B
New York 8/23/2002

B
Connecticut 2/24/2011

B
North Carolina 11/17/2009

B
Idaho 8/23/2002

B
Ohio 6/21/2013

B
Illinois 8/23/2002

B
Oregon 8/23/2002

B
Indiana 5/28/2009

B
Pennsylvania 8/23/2002

B
Maine 5/5/2016

IA
Texas 8/16/2012

B
Massachusetts 6/25/2019

B
Virginia 1/2/2013

B
Minnesota 4/9/2018

B
Washington 8/23/2002

B
Nevada 5/28/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 11/15/2006

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 8/23/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/20/2004 - 12/31/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SAN FRANCISCO, CA
B
08/21/2000 - 11/29/2001 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
B
12/12/1994 - 09/05/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
10/14/1992 - 12/08/1992 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.