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Detailed Report
TODD ROBERT OCKOVIC
CRD#: 2284537
IA
Investment Adviser
B
Broker
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 161 WASHINGTON STREET
FLOOR 11, SUITE 1111
CONSHOHOCKEN, PA 19428
Registration History
19952000200520102015202020252 FIRMS2015 - Present (10 years)BMETLIFE SECURITIES INC. (CRD# 14251)1992 - 2015 (22 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)1992 - 2007 (14 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2007 - 2015 (7 years)
Disclosure(s)
View By:
7/7/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Colorado 10/30/2024
B
North Carolina 7/30/2019
B
Connecticut 2/1/2016
B
Ohio 4/17/2018
B
Delaware 2/9/2015
B
Pennsylvania 2/9/2015
B
District of Columbia 3/7/2024
IA
Pennsylvania 3/6/2015
B
Florida 2/9/2015
B
South Carolina 1/16/2020
B
Georgia 2/26/2025
B
Texas 1/31/2018
B
Maryland 12/13/2018
IA
Texas 3/2/2018
B
New Jersey 2/9/2015
B
Virginia 6/28/2022
B
New York 2/9/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428
Registered with this firm since 3/6/2015
B
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428
Registered with this firm since 2/9/2015
Previous Registration(s)
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IA
 09/18/2007 - 02/18/2015 METLIFE SECURITIES INC. (CRD#:14251) PLYMOUTH MEETING, PA
B
 11/24/1992 - 02/18/2015 METLIFE SECURITIES INC. (CRD#:14251) PLYMOUTH MEETING, PA
B
 11/24/1992 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) PLYMOUTH MEETING, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.