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Detailed Report
THOMAS EUGENE ROWE
CRD#: 2284275
IA
Investment Adviser
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Previous Broker
GENEVA PARTNERS, LLCCRD#: 130768 772 WEST MAIN STREET
SUITE 301
LAKE GENEVA, WI 53147
Registration History
1995200020052010201520202025IAGENEVA PARTNERS, LLC (CRD# 130768)2017 - Present (7 years)BSA STONE WEALTH MANAGEMENT INC. (CRD# 18456)2014 - 2017 (2 years)BWRP INVESTMENTS, INC. (CRD# 7365)2003 - 2014 (11 years)BFFP SECURITIES, INC. (CRD# 16337)1994 - 2003 (9 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1992 - 1994 (1 year)IAGENEVA PARTNERS, LLC (CRD# 130768)2017 - 2017 (<1 year)IASA STONE INVESTMENT ADVISORS INC. (CRD# 174182)2015 - 2017 (2 years)IASTERNE AGEE INVESTMENT ADVISOR... (CRD# 7365)2006 - 2015 (8 years)
Disclosure(s)
View By:
7/2/2008
Customer Dispute
Settled
License(s)

State Registrations

IA
Illinois 6/20/2017
Current Registration(s)
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GENEVA PARTNERS, LLC (CRD#:130768)
772 WEST MAIN STREET SUITE 301, LAKE GENEVA, WI 53147
Registered with this firm since 6/20/2017
Previous Registration(s)
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 06/20/2017 - 12/31/2017 GENEVA PARTNERS, LLC (CRD#:130768) LaSalle, IL
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 01/30/2015 - 06/23/2017 SA STONE INVESTMENT ADVISORS INC. (CRD#:174182) BIRMINGHAM, AL
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 09/12/2014 - 06/23/2017 SA STONE WEALTH MANAGEMENT INC. (CRD#:18456) LA SALLE, IL
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 08/18/2006 - 01/30/2015 STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. (CRD#:7365) LA SALLE, IL
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 06/30/2003 - 09/12/2014 WRP INVESTMENTS, INC. (CRD#:7365) LA SALLE, IL
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 07/20/1994 - 07/10/2003 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
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 11/06/1992 - 07/19/1994 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.