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Detailed Report
KENNETH LEE KNOPF
KENNETH KNOPF
CRD#: 2282786
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 410 AMHERST STREET
SUITE 310
NASHUA, NH 03063
Registration History
19952000200520102015202020253 FIRMS1996 - 1996 (<1 year)2 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2004 - 2006 (1 year)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)2003 - 2004 (1 year)BIFMG SECURITIES, INC. (CRD# 14416)2000 - 2003 (2 years)BLIBERTY LIFE SECURITIES LLC (CRD# 47737)1999 - 2000 (<1 year)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1999 - 1999 (<1 year)BMAIN STREET MANAGEMENT COMPANY (CRD# 547)1998 - 1998 (<1 year)BUSLIFE EQUITY SALES CORP. (CRD# 7962)1995 - 1996 (<1 year)IABENTLEY WEALTH ADVISORS, LLC (CRD# 126007)2008 - 2009 (1 year)IALINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2006 - 2006 (<1 year)IAH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Alabama 8/31/2021
IA
Maryland 7/30/2021
IA
Alabama 8/31/2021
B
Massachusetts 4/28/2009
B
Arizona 4/28/2009
IA
Massachusetts 4/29/2009
IA
Arizona 1/10/2024
B
New Hampshire 4/28/2009
B
Connecticut 5/28/2009
IA
New Hampshire 5/28/2009
IA
Connecticut 5/28/2009
B
New York 1/10/2017
B
Florida 5/28/2009
IA
New York 8/16/2021
IA
Florida 6/1/2009
B
Rhode Island 4/28/2009
B
Maine 1/2/2020
IA
Rhode Island 11/9/2009
IA
Maine 1/2/2020
B
Washington 9/18/2018
B
Maryland 7/30/2021
IA
Washington 9/18/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
410 AMHERST STREET SUITE 310, NASHUA, NH 03063
Registered with this firm since 4/29/2009
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
410 AMHERST STREET SUITE 310, NASHUA, NH 03063
Registered with this firm since 4/28/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/25/2006 - 05/01/2009 1ST GLOBAL ADVISORS INC (CRD#:111133) WARWICK, RI
B
 07/25/2006 - 05/01/2009 1ST GLOBAL CAPITAL CORP. (CRD#:30349) WARWICK, RI
IA
 02/20/2008 - 03/13/2009 BENTLEY WEALTH ADVISORS, LLC (CRD#:126007) WARWICK, RI
IA
 01/06/2006 - 07/21/2006 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) GEORGETOWN, MA
B
 10/13/2004 - 07/21/2006 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) GEORGETOWN, MA
IA
 04/15/2004 - 10/15/2004 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) ANDOVER, MA
B
 03/04/2003 - 10/15/2004 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
B
 07/21/2000 - 03/11/2003 IFMG SECURITIES, INC. (CRD#:14416) PURCHASE, NY
B
 12/01/1999 - 07/21/2000 LIBERTY LIFE SECURITIES LLC (CRD#:47737) DOVER, NH
B
 01/15/1999 - 12/01/1999 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
 07/29/1998 - 12/02/1998 MAIN STREET MANAGEMENT COMPANY (CRD#:547) BOSTON, MA
B
 06/27/1996 - 11/01/1996 NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (CRD#:2881) MILWAUKEE, WI
B
 06/27/1996 - 11/01/1996 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
 02/08/1996 - 06/03/1996 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
B
 07/19/1995 - 02/05/1996 USLIFE EQUITY SALES CORP. (CRD#:7962) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.