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Detailed Report
KIRK YIU CHOI TANG
CRD#: 2282519
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1429 MAKIKI STREET, STE 2-205
HONOLULU, HI 96814
Registration History
19952000200520102015202020252 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BBANKOH INVESTMENT SERVICES, INC. (CRD# 29280)1995 - 2005 (10 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1992 - 1995 (2 years)IABANKOH INVESTMENT SERVICES, INC. (CRD# 29280)2005 - 2005 (<1 year)IABANKOH INVESTMENT SERVICES, INC. (CRD# 29280)1995 - 2004 (8 years)
License(s)

State Registrations

B
Hawaii 6/14/2024
IA
Hawaii 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1429 MAKIKI STREET, STE 2-205, HONOLULU, HI 96814
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
1429 MAKIKI STREET, STE 2-205, HONOLULU, HI 96814
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 01/23/2009 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) HONOLULU, HI
B
 01/23/2009 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) HONOLULU, HI
IA
 09/27/2005 - 01/23/2009 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) HONOLULU, HI
B
 09/23/2005 - 01/23/2009 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) HONOLULU, HI
IA
 04/04/2005 - 09/27/2005 BANKOH INVESTMENT SERVICES, INC. (CRD#:29280) HONOLULU, HI
B
 09/25/1995 - 09/27/2005 BANKOH INVESTMENT SERVICES, INC. (CRD#:29280) HONOLULU, HI
IA
 11/01/1995 - 05/03/2004 BANKOH INVESTMENT SERVICES, INC. (CRD#:29280) HONOLULU, HI
B
 12/15/1992 - 09/20/1995 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.