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DAVID LAWRENCE BACHMAN
DAVID L BACHMAN
CRD#: 2282284
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 222 2ND AVE S
NASHVILLE, TN 37201
Registration History
19952000200520102015202020252 FIRMS1999 - 2009 (9 years)2 FIRMS2009 - Present (16 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1999 (6 years)
License(s)

State Registrations

B
Alaska 11/14/2017

B
Nevada 4/30/2014

B
Arizona 1/9/2009

B
New Jersey 8/6/2018

B
California 1/9/2009

B
New Mexico 1/9/2009

IA
California 1/12/2009

B
New York 8/10/2009

B
Colorado 1/9/2009

B
North Carolina 2/19/2010

B
Delaware 7/24/2024

B
Ohio 2/24/2017

B
District of Columbia 9/7/2017

B
Oklahoma 7/5/2022

B
Florida 1/9/2009

B
Oregon 1/9/2009

B
Georgia 4/5/2010

B
Pennsylvania 11/29/2023

B
Idaho 8/15/2018

B
South Carolina 2/9/2017

B
Illinois 2/23/2017

IA
South Carolina 2/10/2017

B
Indiana 6/24/2022

B
South Dakota 1/10/2024

B
Kentucky 8/14/2012

B
Tennessee 7/17/2019

B
Louisiana 1/9/2009

IA
Tennessee 3/18/2022

B
Maryland 7/2/2013

B
Texas 1/9/2009

B
Massachusetts 1/9/2009

IA
Texas 1/22/2009

B
Minnesota 9/7/2017

B
Utah 1/9/2009

B
Missouri 1/9/2009

B
Virginia 1/9/2009

B
Montana 1/10/2024

B
Washington 1/9/2009

B
Nebraska 4/25/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
222 2ND AVE S, NASHVILLE, TN 37201
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 1/12/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
222 2ND AVE S, NASHVILLE, TN 37201
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 1/9/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/03/1999 - 02/02/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WOODLAND HILLS, CA
B
04/23/1999 - 02/02/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WOODLAND HILLS, CA
B
11/12/1992 - 04/28/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.