Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DAWN MARIE MAY
DAWN MARIE MARTIN
CRD#: 2282181
IA
Investment Adviser
B
Previous Broker
AFFILIATED FINANCIAL ADVISORS INCCRD#: 108154 2600 NORTH MAYFAIR RD.
SUITE 200
MILWAUKEE, WI 53226
Registration History
19952000200520102015202020252 FIRMS2019 - 2020 (1 year)IAAFFILIATED FINANCIAL ADVISORS INC (CRD# 108154)2020 - Present (4 years)BCAPITAL FINANCIAL SERVICES, INC. (CRD# 8408)1992 - 2019 (26 years)IACAPITAL FINANCIAL SERVICES, INC. (CRD# 8408)2017 - 2019 (2 years)
License(s)

State Registrations

IA
Wisconsin 12/3/2020
Current Registration(s)
IA
AFFILIATED FINANCIAL ADVISORS INC (CRD#:108154)
2600 NORTH MAYFAIR RD. SUITE 200, MILWAUKEE, WI 53226
Registered with this firm since 12/3/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/28/2019 - 08/02/2020 CALTON & ASSOCIATES, INC. (CRD#:20999) Milwaukee, WI
B
 06/28/2019 - 08/02/2020 CALTON & ASSOCIATES, INC. (CRD#:20999) Milwaukee, WI
IA
 04/03/2017 - 06/28/2019 CAPITAL FINANCIAL SERVICES, INC. (CRD#:8408) MILWAUKEE, WI
B
 11/22/1992 - 06/28/2019 CAPITAL FINANCIAL SERVICES, INC. (CRD#:8408) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.