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VALERIE ANNETTE PAMPHILE
CRD#: 2281649
IA
B
MORGAN STANLEYCRD#: 149777 20 Linden Place
Red Bank, NJ 07701
Red Bank, NJ 07701
0
Disclosures
32
Years of Experience
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State Registrations
B
Alabama 2/18/2016
B
Missouri 9/12/2018
B
Arizona 11/29/2013
B
Nevada 11/29/2013
B
California 11/29/2013
B
New Hampshire 10/21/2016
B
Colorado 5/4/2012
B
New Jersey 12/19/2011
B
Connecticut 5/4/2012
IA
New Jersey 12/11/2012
B
Delaware 10/21/2016
B
New York 12/19/2011
B
District of Columbia 11/29/2013
B
North Carolina 5/7/2012
B
Florida 5/4/2012
B
Ohio 10/21/2016
B
Georgia 11/29/2013
B
Oklahoma 9/12/2018
B
Illinois 9/12/2018
B
Pennsylvania 5/4/2012
B
Indiana 9/5/2017
B
South Carolina 10/21/2016
B
Kansas 9/7/2018
B
South Dakota 10/20/2016
B
Kentucky 7/10/2019
B
Texas 11/29/2013
B
Louisiana 9/12/2018
IA
Texas 10/25/2016
B
Maine 7/18/2022
B
Utah 2/18/2016
B
Maryland 11/29/2013
B
Vermont 10/20/2016
B
Massachusetts 11/29/2013
B
Virginia 2/5/2014
B
Michigan 11/29/2013
B
Washington 2/18/2016
B
Minnesota 2/18/2016
B
West Virginia 9/21/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 12/11/2012
B
Registered with this firm since 12/19/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/18/2002 - 01/20/2012 | SHORT HILLS, NJ | |
B | 04/25/1997 - 01/20/2012 | SHORT HILLS, NJ | |
B | 12/21/1992 - 04/16/1997 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.