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SHANNON DENISE KOLTON
CRD#: 2281299
IA
B
MORGAN STANLEYCRD#: 149777 200 Public Square
Suite 2600
Cleveland, OH 44114
Suite 2600
Cleveland, OH 44114
0
Disclosures
24
Years of Experience
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State Registrations
B
Alabama 10/26/2023
B
Nevada 1/8/2018
B
Arizona 8/25/2017
B
New Mexico 1/8/2018
B
California 8/25/2017
B
New York 8/25/2017
B
Colorado 1/8/2018
B
North Carolina 8/25/2017
B
Connecticut 1/8/2018
B
Ohio 8/25/2017
B
District of Columbia 8/25/2017
IA
Ohio 8/25/2017
B
Florida 8/25/2017
B
Oklahoma 10/4/2021
B
Georgia 8/25/2017
B
Oregon 1/8/2018
B
Hawaii 10/4/2021
B
Pennsylvania 8/25/2017
B
Illinois 8/25/2017
B
South Carolina 1/8/2018
B
Indiana 1/8/2018
B
Tennessee 8/25/2017
B
Kansas 10/4/2021
B
Texas 1/8/2018
B
Kentucky 1/8/2018
IA
Texas 3/19/2020
B
Maine 7/10/2023
B
Vermont 10/26/2023
B
Maryland 10/4/2021
B
Virginia 3/13/2018
B
Massachusetts 5/23/2018
B
Washington 5/23/2018
B
Michigan 8/25/2017
B
West Virginia 9/14/2018
B
Minnesota 2/21/2023
B
Wisconsin 5/23/2018
B
Missouri 2/6/2023
SRO Registrations
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B
B
B
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IA
Registered with this firm since 8/25/2017
B
Registered with this firm since 8/25/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/18/2009 - 09/05/2017 | ROCKY RIVER, OH | |
B | 03/16/2009 - 09/05/2017 | ROCKY RIVER, OH | |
IA | 04/02/2007 - 03/17/2009 | CLEVELAND, OH | |
B | 04/02/2007 - 03/17/2009 | CLEVELAND, OH | |
IA | 10/26/2004 - 04/02/2007 | CLEVELAND, OH | |
B | 10/22/2004 - 04/02/2007 | CLEVELAND, OH | |
IA | 11/05/2002 - 11/01/2004 | CLEVELAND, OH | |
B | 10/17/2002 - 11/01/2004 | NEW YORK, NY | |
B | 10/25/2000 - 10/15/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.