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Detailed Report
MARTHA ELENA BERMUDEZ
MARTHA ELENA ZULOAGA
CRD#: 2281289
IA
Investment Adviser
B
Broker
HSBC SECURITIES (USA) INC.CRD#: 19585 1441 BRICKELL AVENUE, 16TH FLOOR
MIAMI, FL 33131
Registration History
19952000200520102015202020252 FIRMS1995 - 2002 (7 years)2 FIRMS2002 - 2008 (6 years)2 FIRMS2010 - Present (15 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2008 - 2009 (1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 1995 (1 year)IADEUTSCHE BANK SECURITIES INC. (CRD# 2525)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 10/16/2018
B
Montana 10/16/2018
B
Alaska 10/16/2018
B
Nebraska 10/16/2018
B
Arizona 10/16/2018
B
Nevada 10/16/2018
B
Arkansas 10/16/2018
B
New Hampshire 10/16/2018
B
California 3/20/2018
B
New Jersey 10/16/2018
B
Colorado 3/20/2018
B
New Mexico 10/16/2018
B
Connecticut 10/16/2018
B
New York 1/15/2010
B
Delaware 10/16/2018
B
North Carolina 10/17/2018
B
District of Columbia 10/16/2018
B
North Dakota 10/16/2018
B
Florida 1/15/2010
B
Ohio 10/16/2018
IA
Florida 3/12/2010
B
Oklahoma 10/16/2018
B
Georgia 10/16/2018
B
Oregon 10/16/2018
B
Hawaii 10/16/2018
B
Pennsylvania 10/16/2018
B
Idaho 10/16/2018
B
Puerto Rico 10/16/2018
B
Illinois 10/16/2018
B
Rhode Island 10/16/2018
B
Indiana 10/16/2018
B
South Carolina 10/16/2018
B
Iowa 10/16/2018
B
South Dakota 10/16/2018
B
Kansas 10/16/2018
B
Tennessee 10/16/2018
B
Kentucky 10/16/2018
B
Texas 5/18/2016
B
Louisiana 3/20/2018
B
Utah 10/16/2018
B
Maine 10/16/2018
B
Vermont 10/16/2018
B
Maryland 10/16/2018
B
Virgin Islands 10/16/2018
B
Massachusetts 10/16/2018
B
Virginia 10/16/2018
B
Michigan 10/16/2018
B
Washington 10/16/2018
B
Minnesota 10/16/2018
B
West Virginia 10/16/2018
B
Mississippi 10/16/2018
B
Wisconsin 10/16/2018
B
Missouri 10/16/2018
B
Wyoming 10/16/2018

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HSBC SECURITIES (USA) INC. (CRD#:19585)
1441 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131
Registered with this firm since 3/12/2010
B
HSBC SECURITIES (USA) INC. (CRD#:19585)
1441 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131
Registered with this firm since 1/15/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/06/2009 - 12/18/2009 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) MIAMI, FL
B
 11/18/2008 - 12/18/2009 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) MIAMI, FL
IA
 06/03/2002 - 11/24/2008 UBS INTERNATIONAL INC. (CRD#:107726) MIAMI, FL
B
 06/03/2002 - 11/24/2008 UBS INTERNATIONAL INC. (CRD#:107726) MIAMI, FL
B
 05/09/1995 - 06/03/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
IA
 05/15/1995 - 06/01/2002 UBS PAINEWEBBER INC. (CRD#:8174) MIAMI, FL
B
 08/03/1993 - 05/04/1995 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.