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GREGORY MARCEL WAGNER
GREG WAGNER, GREGORY M WAGNER
CRD#: 2281074
IA
B
MORGAN STANLEYCRD#: 149777 20 Linden Place
Red Bank, NJ 07701
Red Bank, NJ 07701
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
Arizona 7/26/2016
B
New Jersey 6/1/2009
B
Arkansas 1/29/2018
IA
New Jersey 6/1/2009
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 8/11/2014
B
North Carolina 7/27/2016
B
Connecticut 12/10/2012
B
North Dakota 6/24/2022
B
Delaware 9/10/2009
B
Ohio 9/22/2023
B
District of Columbia 1/6/2015
B
Oregon 11/28/2017
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 10/18/2017
B
South Carolina 6/1/2009
B
Illinois 10/18/2017
B
Tennessee 2/3/2020
B
Indiana 6/1/2009
B
Texas 7/26/2016
B
Maine 12/14/2021
IA
Texas 4/2/2020
B
Maryland 6/1/2009
B
Utah 8/1/2016
B
Massachusetts 10/25/2016
B
Virginia 10/25/2016
B
Michigan 11/21/2012
B
Washington 4/21/2015
B
Nevada 6/24/2011
B
Wisconsin 2/18/2020
SRO Registrations
B
B
B
B
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/28/2008 - 06/01/2009 | RED BANK, NJ | |
B | 03/28/2008 - 06/01/2009 | RED BANK, NJ | |
IA | 04/16/2004 - 04/02/2008 | RED BANK, NJ | |
B | 12/14/1992 - 04/02/2008 | RED BANK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.