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Detailed Report
WILLIAM D MURPHY
BILL MURPHY, WILLIAM DINEEN MURPHY III, WILLIAM DINEEN MURPHY
CRD#: 2280752
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 Vero Beach, FL
Registration History
19952000200520102015202020252 FIRMS2006 - Present (19 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1998 - 2005 (7 years)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1996 - 1998 (1 year)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1995 - 1995 (<1 year)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)1992 - 1994 (1 year)IA1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2004 - 2005 (1 year)
License(s)

State Registrations

B
California 11/3/2023
IA
New Jersey 3/28/2006
B
Colorado 6/19/2015
B
New York 1/4/2006
IA
Colorado 6/19/2015
IA
New York 4/16/2021
B
Connecticut 1/4/2006
B
North Carolina 5/12/2020
IA
Connecticut 3/28/2006
IA
North Carolina 5/12/2020
B
Florida 2/13/2017
B
Pennsylvania 1/13/2023
IA
Florida 11/2/2020
IA
Pennsylvania 1/30/2023
B
Georgia 3/27/2007
B
South Carolina 6/1/2009
IA
Georgia 5/25/2022
IA
South Carolina 2/29/2024
B
Maryland 1/4/2006
B
Vermont 12/1/2022
IA
Maryland 2/16/2017
B
Virginia 3/15/2021
B
Massachusetts 9/17/2024
IA
Virginia 3/15/2021
B
New Jersey 1/4/2006

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
Vero Beach, FL
Registered with this firm since 3/28/2006
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
Vero Beach, FL
Registered with this firm since 1/4/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/17/2004 - 10/06/2005 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) TARRYTOWN, NY
B
 04/02/1998 - 10/06/2005 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
B
 04/30/1996 - 03/27/1998 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
B
 02/21/1995 - 09/06/1995 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
B
 10/13/1992 - 09/28/1994 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.