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ARTHUR KENT SHEARER
ART SHEARER
CRD#: 2280375
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 9442 N CAPITAL OF TEXAS HWY STE 700
ARBORETUM PLAZA ONE
AUSTIN, TX 78759
Registration History
19952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1992 - 2008 (15 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)
Disclosure(s)
View By:
7/11/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arkansas 2/5/2025

B
New Mexico 2/18/2025

B
California 1/1/2008

B
New York 12/9/2024

B
Colorado 1/1/2008

B
Oklahoma 6/2/2011

B
Florida 1/1/2008

B
Pennsylvania 1/31/2013

B
Maryland 2/1/2023

B
Texas 1/1/2008

B
Massachusetts 1/1/2008

IA
Texas 1/1/2008

B
Michigan 4/8/2016

B
Virginia 5/25/2011

B
Missouri 1/9/2023

B
Washington 6/23/2023

B
New Jersey 11/17/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
9442 N CAPITAL OF TEXAS HWY STE 700 ARBORETUM PLAZA ONE, AUSTIN, TX 78759
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
9442 N CAPITAL OF TEXAS HWY STE 700 ARBORETUM PLAZA ONE, AUSTIN, TX 78759
Registered with this firm since 1/1/2008

Previous Registration(s)
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B
11/30/1992 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) AUSTIN, TX
IA
11/15/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) AUSTIN, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.