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FREDERICK JOHN MOLFINO JR
FRED MOLFINO, FREDERICK JOHN MOLFINO, FREDERICK JOHN MOLFINO JR JR
CRD#: 2280316
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Investment Adviser
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Previous Broker
PARALLEL ADVISORS, LLCCRD#: 140800 150 SPEAR STREET
SUITE 1600
SAN FRANCISCO, CA 94105
Registration History
19952000200520102015202020252 FIRMS2002 - 2009 (7 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2010 - 2011 (1 year)IAPARALLEL ADVISORS, LLC (CRD# 140800)2020 - Present (4 years)BSANCTUARY SECURITIES LLC (CRD# 144091)2011 - 2017 (5 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2009 - 2010 (<1 year)BROBERTSON STEPHENS, INC. (CRD# 41271)1998 - 2002 (3 years)BBANCAMERICA ROBERTSON STEPHENS (CRD# 17977)1997 - 1998 (<1 year)BROBERTSON, STEPHENS & COMPANY LLC (CRD# 7730)1997 - 1997 (<1 year)BHAMBRECHT & QUIST LLC (CRD# 940)1994 - 1997 (2 years)BMONTGOMERY SECURITIES (CRD# 4357)1992 - 1994 (1 year)IATHREE BRIDGE WEALTH ADVISORS (CRD# 150460)2020 - 2022 (2 years)IATHREE BRIDGE WEALTH ADVISORS (CRD# 150460)2009 - 2018 (9 years)
License(s)

State Registrations

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California 9/1/2020

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Texas 12/14/2023

Current Registration(s)
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PARALLEL ADVISORS, LLC (CRD#:140800)
150 SPEAR STREET SUITE 1600, SAN FRANCISCO, CA 94105
Registered with this firm since 9/1/2020

Previous Registration(s)
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02/26/2020 - 06/08/2022 THREE BRIDGE WEALTH ADVISORS (CRD#:150460) PORTOLA VALLEY, CA
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08/14/2009 - 12/31/2018 THREE BRIDGE WEALTH ADVISORS (CRD#:150460) PORTOLA VALLEY, CA
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11/15/2011 - 05/05/2017 SANCTUARY SECURITIES LLC (CRD#:144091) Portola Valley, CA
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07/21/2010 - 11/11/2011 HIGHTOWER SECURITIES, LLC (CRD#:116681) MENLO PARK, CA
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11/17/2010 - 07/29/2011 HIGHTOWER ADVISORS, LLC (CRD#:145323) MENLO PARK, CA
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08/14/2009 - 07/21/2010 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) MENLO PARK, CA
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06/01/2009 - 09/04/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) MENLO PARK, CA
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06/01/2009 - 09/04/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) MENLO PARK, CA
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02/15/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
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02/05/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
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09/01/1998 - 02/28/2002 ROBERTSON STEPHENS, INC. (CRD#:41271) SAN FRANCISCO, CA
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10/01/1997 - 09/01/1998 BANCAMERICA ROBERTSON STEPHENS (CRD#:17977) SAN FRANCISCO, CA
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08/04/1997 - 10/01/1997 ROBERTSON, STEPHENS & COMPANY LLC (CRD#:7730) SAN FRANCISCO, CA
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10/05/1994 - 08/06/1997 HAMBRECHT & QUIST LLC (CRD#:940) SAN FRANCISCO, CA
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10/21/1992 - 09/06/1994 MONTGOMERY SECURITIES (CRD#:4357) SAN FRANCISCO, CA
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.