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GEOFFREY RALPH MIZRAHI
CRD#: 2280037
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 13355 SOUTH ST
CERRITOS, CA 90703
Registration History
19952000200520102015202020252 FIRMS2011 - Present (13 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2011 (9 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)1994 - 2001 (6 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1993 - 1994 (1 year)BTHOMAS JAMES ASSOCIATES, INC. (CRD# 15609)1992 - 1993 (<1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)1998 - 2011 (12 years)
License(s)

State Registrations

B
Arizona 1/3/2011

B
North Carolina 5/16/2022

B
California 1/3/2011

B
Oklahoma 10/28/2021

IA
California 1/3/2011

B
Oregon 6/26/2015

B
Michigan 8/6/2015

IA
Texas 7/21/2020

B
Montana 2/1/2023

B
Texas 8/10/2020

B
Nevada 1/3/2011

B
Washington 1/3/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
13355 SOUTH ST, CERRITOS, CA 90703
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
13355 SOUTH ST, CERRITOS, CA 90703
Registered with this firm since 1/3/2011

Previous Registration(s)
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IA
04/06/1998 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) CERRITOS, CA
B
05/02/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) CERRITOS, CA
B
09/07/1994 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
06/04/1993 - 10/21/1994 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
10/14/1992 - 06/03/1993 THOMAS JAMES ASSOCIATES, INC. (CRD#:15609)
FINRA expelled the firm on 03/01/1999
ROCHESTER, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.