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ERIC DELAGARZA
CRD#: 2279826
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 215 WASHINGTON STREET
SUITE 213
WATERTOWN, NY 13601
Registration History
200620082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BMORGAN STANLEY (CRD# 149777)2009 - 2013 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (2 years)
License(s)

State Registrations

B
Arizona 4/25/2013

B
New Jersey 4/25/2013

B
California 4/25/2013

B
New York 4/25/2013

B
Connecticut 4/25/2013

IA
New York 10/26/2021

B
District of Columbia 4/25/2013

B
North Carolina 4/25/2013

B
Florida 4/25/2013

B
Ohio 4/25/2013

B
Georgia 7/16/2020

B
Oregon 3/11/2019

B
Idaho 4/25/2013

B
Pennsylvania 4/25/2013

B
Maine 4/25/2013

B
Rhode Island 1/28/2025

B
Maryland 4/25/2013

B
South Carolina 4/25/2013

B
Massachusetts 4/25/2013

B
Texas 4/25/2013

B
Minnesota 6/14/2023

IA
Texas 7/1/2013

B
Mississippi 4/25/2013

B
Utah 12/5/2017

B
Missouri 10/10/2013

B
Vermont 4/25/2013

B
Montana 7/6/2016

B
Virginia 7/20/2022

B
Nebraska 8/22/2014

B
Washington 4/25/2013

B
Nevada 7/10/2024

B
Wisconsin 5/3/2023

B
New Hampshire 4/25/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
215 WASHINGTON STREET SUITE 213, WATERTOWN, NY 13601
Henderson, NY
Registered with this firm since 7/1/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
215 WASHINGTON STREET SUITE 213, WATERTOWN, NY 13601
Henderson, NY
Registered with this firm since 4/25/2013

Previous Registration(s)
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B
06/01/2009 - 05/20/2013 MORGAN STANLEY (CRD#:149777) SYRACUSE, NY
B
08/02/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WATERTOWN, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.