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Detailed Report
BRADLEY HAMLIN
BRAD HAMLIN, BRADLEY F HAMLIN, BRADLEY FOSTER HAMLIN
CRD#: 2279808
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 601 S. FIGUEROA STREET
FLOOR 35
LOS ANGELES, CA 90017
Registration History
19952000200520102015202020252 FIRMS2001 - 2007 (6 years)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2017 (8 years)2 FIRMS2017 - Present (7 years)BCIBC WORLD MARKETS CORP. (CRD# 630)1995 - 2001 (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1995 (1 year)BSMITH BARNEY INC. (CRD# 7059)1993 - 1994 (1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1993 - 1993 (<1 year)BBEAR, STEARNS & CO. INC. (CRD# 79)1992 - 1993 (<1 year)
Disclosure(s)
View By:
2/23/2009
Customer Dispute
Settled
6/23/2008
Customer Dispute
Settled
3/22/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/11/2017
B
Montana 2/18/2025
B
California 5/3/2017
B
Nebraska 8/14/2018
IA
California 5/4/2017
B
Nevada 5/23/2017
B
Colorado 5/15/2017
B
New Jersey 5/10/2017
B
Connecticut 5/4/2017
B
New Mexico 5/12/2017
B
District of Columbia 5/16/2017
B
New York 5/12/2017
B
Florida 5/15/2017
B
Oklahoma 5/4/2017
B
Georgia 5/17/2017
B
Oregon 5/14/2017
B
Hawaii 5/25/2017
B
Pennsylvania 5/4/2017
B
Illinois 5/3/2017
B
South Carolina 5/4/2017
B
Indiana 3/7/2025
B
Tennessee 2/24/2020
B
Kentucky 6/7/2024
IA
Texas 5/5/2017
B
Maine 4/7/2021
B
Texas 5/12/2017
IA
Maine 4/16/2021
B
Utah 5/4/2017
B
Massachusetts 5/10/2017
B
Vermont 7/20/2021
B
Michigan 6/15/2017
B
Washington 5/12/2017
B
Missouri 5/4/2017
B
Wyoming 7/16/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
601 S. FIGUEROA STREET FLOOR 35, LOS ANGELES, CA 90017
Registered with this firm since 5/4/2017
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
601 S. FIGUEROA STREET FLOOR 35, LOS ANGELES, CA 90017
Registered with this firm since 5/3/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/28/2008 - 05/12/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) LOS ANGELES, CA
B
 10/28/2008 - 05/12/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) LOS ANGELES, CA
IA
 04/02/2007 - 10/29/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LOS ANGELES, CA
B
 04/02/2007 - 10/29/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LOS ANGELES, CA
IA
 04/04/2001 - 04/02/2007 MORGAN STANLEY (CRD#:7556) LOS ANGELES, CA
B
 03/06/2001 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) LOS ANGELES, CA
B
 11/27/1995 - 03/13/2001 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
 08/30/1994 - 11/28/1995 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 07/31/1993 - 09/07/1994 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 01/21/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 09/28/1992 - 01/25/1993 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.