Individual Firm
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ALBERT FRANCIS GRENERT JR
AL GRENERT, ALBERT F GRENERT, ALBERT FRANCIS GRENERT
CRD#: 2279741
IA
B
WELLS FARGO ADVISORSCRD#: 19616 1709 HECKLE BLVD
ROCK HILL, SC 29732
ROCK HILL, SC 29732
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2/25/2002
Customer Dispute
Denied
2/25/1999
Customer Dispute
Settled
State Registrations
B
Alabama 4/14/2021
B
North Carolina 11/10/2016
B
Arizona 10/13/2023
IA
North Carolina 11/10/2016
B
California 2/27/2025
B
Ohio 1/23/2018
B
Delaware 7/26/2023
B
Oregon 5/7/2024
B
Florida 11/10/2016
B
Pennsylvania 3/22/2018
B
Georgia 11/10/2016
B
South Carolina 11/10/2016
B
Kentucky 2/2/2017
IA
South Carolina 1/11/2017
B
Maine 1/10/2024
B
Tennessee 3/9/2022
B
Maryland 1/23/2018
B
Texas 11/10/2016
B
Minnesota 10/27/2020
IA
Texas 11/10/2016
B
New Hampshire 11/10/2016
B
Virginia 11/10/2016
B
New Jersey 8/17/2021
B
West Virginia 11/10/2016
B
New York 3/30/2021
B
Wisconsin 7/25/2024
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 11/10/2016
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Registered with this firm since 11/10/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/05/2009 - 11/11/2016 | CHARLOTTE, NC | |
B | 10/05/2009 - 11/11/2016 | CHARLOTTE, NC | |
IA | 06/20/2005 - 10/05/2009 | CHARLOTTE, NC | |
B | 06/17/2005 - 10/05/2009 | CHARLOTTE, NC | |
IA | 12/31/2001 - 06/24/2005 | ROCK HILL, SC | |
B | 10/01/2000 - 06/24/2005 | ST. LOUIS, MO | |
B | 03/13/1996 - 10/01/2000 | CHARLOTTE, NC | |
B | 11/25/1994 - 02/26/1996 | CHARLOTTE, NC | |
B | 11/16/1992 - 12/09/1994 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.