Individual Firm
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JOSEPH RAYMOND HERNANDEZ
JOE HERNANDEZ, JOSEPH R HERNANDEZ
CRD#: 2279304
IA
B
EATON VANCE MANAGEMENTCRD#: 104859 ONE POST OFFICE SQUARE
BOSTON, MA 02109
BOSTON, MA 02109
EATON VANCE DISTRIBUTORS, INC.CRD#: 37731 ST. PETERSBURG, FL
0
Disclosures
31
Years of Experience
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State Registrations
B
Alabama 1/13/2020
B
New Jersey 1/13/2020
B
Connecticut 1/13/2020
B
New York 1/13/2020
B
Delaware 1/13/2020
B
North Carolina 1/13/2020
B
District of Columbia 1/13/2020
B
Ohio 1/14/2020
B
Florida 11/10/2004
B
Pennsylvania 1/13/2020
B
Georgia 1/13/2020
B
Puerto Rico 1/13/2020
B
Kentucky 1/13/2020
B
Rhode Island 1/13/2020
B
Maine 1/13/2020
B
South Carolina 1/13/2020
B
Maryland 1/13/2020
B
Tennessee 1/13/2020
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Massachusetts 9/19/2008
B
Vermont 1/13/2020
B
Massachusetts 1/13/2020
B
Virginia 1/13/2020
B
New Hampshire 1/13/2020
B
West Virginia 1/13/2020
SRO Registrations
B
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IA
Registered with this firm since 9/19/2008
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Registered with this firm since 11/10/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/22/2000 - 11/01/2004 | SAN MATEO, CA | |
B | 08/13/1998 - 02/29/2000 | NEW YORK, NY | |
B | 02/28/1997 - 07/20/1998 | SAN MATEO, CA | |
B | 01/22/1996 - 01/14/1997 | DES MOINES, IA | |
B | 11/11/1992 - 01/12/1996 | BOSTON, MA | |
B | 11/11/1992 - 01/12/1996 | BOSTON, MA | |
B | 11/21/1994 - 01/17/1995 | MONTPELIER, VT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.