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James Spiro Karageorge
JAMES KARAGEORGE, Jim Karageorge
CRD#: 2278979
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1096 E State Street
Athens, OH 45701
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1096 E State Street
Athens, OH 45701
Registration History
19952000200520102015202020252 FIRMS2021 - Present (4 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2003 - 2021 (17 years)BFIFTH THIRD SECURITIES, INC. (CRD# 628)1993 - 2003 (10 years)IAWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2006 - 2021 (14 years)
Disclosure(s)
View By:
8/13/2007
Customer Dispute
Withdrawn
License(s)

State Registrations

B
Alabama 2/23/2024

B
Nebraska 2/4/2021

B
Alaska 2/4/2021

B
Nevada 2/4/2021

B
Arizona 3/15/2024

B
New Jersey 2/4/2021

B
Arkansas 8/1/2022

B
New Mexico 2/4/2021

B
California 2/4/2021

B
New York 2/4/2021

B
Colorado 2/4/2021

B
North Carolina 2/4/2021

B
Connecticut 8/1/2022

B
Ohio 2/4/2021

B
Florida 2/4/2021

IA
Ohio 2/5/2021

B
Georgia 2/4/2021

B
Oregon 2/4/2021

B
Illinois 2/4/2021

B
Pennsylvania 2/4/2021

B
Indiana 2/12/2021

B
South Carolina 2/4/2021

B
Iowa 2/4/2021

B
Tennessee 2/4/2021

B
Kansas 6/29/2022

B
Texas 2/4/2021

B
Kentucky 2/4/2021

IA
Texas 2/4/2021

B
Louisiana 2/4/2021

B
Virginia 2/4/2021

B
Maryland 2/4/2021

B
Washington 2/4/2021

B
Michigan 2/4/2021

B
West Virginia 2/4/2021

B
Minnesota 2/4/2021

B
Wisconsin 2/4/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1096 E State Street, Athens, OH 45701
Registered with this firm since 2/4/2021

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1096 E State Street, Athens, OH 45701
Registered with this firm since 2/4/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2006 - 02/05/2021 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ATHENS, OH
B
11/20/2003 - 02/05/2021 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ATHENS, OH
B
01/05/1993 - 12/15/2003 FIFTH THIRD SECURITIES, INC. (CRD#:628) CINCINNATI, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.