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CHRISTOPHER PAUL ROWLEY
CRD#: 2278324
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5151 SAN FELIPE ST
STE 2100
HOUSTON, TX 77056-3727
Registration History
19952000200520102015202020252 FIRMS2009 - Present (15 years)BAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)1992 - 2009 (16 years)IAAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)2003 - 2009 (6 years)IARSM MCGLADREY, INC. (CRD# 111221)2002 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 7/14/2021

B
New Mexico 10/5/2009

B
Arizona 10/5/2009

B
New York 10/5/2009

B
Arkansas 6/1/2016

B
North Carolina 10/3/2016

B
California 10/5/2009

B
Ohio 3/5/2014

B
Colorado 10/5/2009

B
Oklahoma 10/5/2009

IA
Colorado 8/12/2024

B
Oregon 1/25/2021

B
Florida 10/5/2009

B
Pennsylvania 7/14/2021

B
Illinois 10/5/2009

B
South Carolina 7/14/2021

B
Kentucky 7/14/2021

B
South Dakota 10/21/2021

B
Louisiana 1/26/2016

B
Tennessee 8/20/2010

B
Maryland 7/14/2021

B
Texas 10/5/2009

B
Massachusetts 10/28/2020

IA
Texas 10/5/2009

B
Minnesota 4/28/2015

B
Virginia 10/5/2009

B
Mississippi 10/5/2009

B
Washington 6/6/2019

B
Nebraska 9/5/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5151 SAN FELIPE ST STE 2100, HOUSTON, TX 77056-3727
Houston, TX
Registered with this firm since 10/5/2009

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5151 SAN FELIPE ST STE 2100, HOUSTON, TX 77056-3727
Houston, TX
Registered with this firm since 10/5/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/27/2003 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) HOUSTON, TX
B
11/23/1992 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) HOUSTON, TX
IA
10/17/2002 - 07/09/2003 RSM MCGLADREY, INC. (CRD#:111221) CYPRESS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.