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FRED J ABBOTT III
CRD#: 2278230
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 56 DORCHESTER SQUARE N #100
WESTERVILLE, OH 43081
Registration History
19952000200520102015202020252 FIRMS1992 - 2002 (9 years)2 FIRMS2002 - 2006 (3 years)2 FIRMS2006 - 2016 (10 years)2 FIRMS2016 - 2020 (4 years)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - Present (4 years)IAMETLIFE SECURITIES INC. (CRD# 14251)1997 - 2002 (5 years)
Disclosure(s)
View By:
9/12/2008
Regulatory
Final
10/3/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 10/7/2020

B
North Carolina 10/7/2020

B
California 10/7/2020

B
Ohio 10/7/2020

B
Connecticut 10/7/2020

IA
Ohio 10/7/2020

B
District of Columbia 10/7/2020

B
Oregon 10/7/2020

B
Florida 10/7/2020

B
Rhode Island 5/7/2021

B
Georgia 10/7/2020

B
South Carolina 10/7/2020

B
Kentucky 10/7/2020

B
Texas 10/7/2020

B
Maryland 10/7/2020

IA
Texas 10/7/2020

B
Massachusetts 10/7/2020

B
Virginia 10/7/2020

B
Missouri 10/7/2020

B
Washington 10/7/2020

B
New Jersey 10/7/2020

B
West Virginia 10/7/2020

B
New Mexico 10/7/2020

B
Wisconsin 10/7/2020

B
New York 10/7/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
56 DORCHESTER SQUARE N #100, WESTERVILLE, OH 43081
Registered with this firm since 10/7/2020

B
LPL FINANCIAL LLC (CRD#:6413)
56 DORCHESTER SQUARE N #100, WESTERVILLE, OH 43081
Registered with this firm since 10/7/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/18/2020 - 10/09/2020 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) LA VISTA, NE
B
09/18/2020 - 10/08/2020 SECURITIES AMERICA, INC. (CRD#:10205) Westerville, OH
IA
08/30/2016 - 09/18/2020 SSN ADVISORY, INC. (CRD#:126090) Westerville, OH
B
08/30/2016 - 09/18/2020 SECURITIES SERVICE NETWORK, LLC (CRD#:13318) Westerville, OH
IA
06/30/2006 - 09/23/2016 AMERITAS INVESTMENT CORP (CRD#:14869) WESTERVILLE, OH
B
06/30/2006 - 09/23/2016 AMERITAS INVESTMENT CORP. (CRD#:14869) WESTERVILLE, OH
IA
08/26/2002 - 06/30/2006 CARILLON INVESTMENTS, INC (CRD#:14646) GUILFORD, CT
B
07/11/2002 - 06/30/2006 CARILLON INVESTMENTS, INC. (CRD#:14646) GUILFORD, CT
IA
06/23/1997 - 07/17/2002 METLIFE SECURITIES INC. (CRD#:14251) NEW LONDON, CT
B
10/08/1992 - 07/17/2002 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
10/08/1992 - 07/17/2002 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.