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Detailed Report
LEIF DAVID OLSON
CRD#: 2277495
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1605 MAIN ST
12TH & 14TH FLS
SARASOTA, FL 34236
Registration History
19952000200520102015202020252 FIRMS1994 - 2010 (15 years)2 FIRMS2010 - 2020 (10 years)2 FIRMS2020 - Present (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1993 - 1995 (2 years)BJ. GREGORY & COMPANY, INC. (CRD# 14892)1992 - 1993 (<1 year)
Disclosure(s)
View By:
6/15/2022
Customer Dispute
Settled
12/28/2020
Customer Dispute
Settled
8/26/2014
Customer Dispute
Settled
11/9/2009
Customer Dispute
Settled
9/19/2008
Customer Dispute
Denied
7/28/2005
Customer Dispute
Closed-No Action
6/2/2004
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Colorado 6/12/2020
B
Minnesota 6/7/2024
B
Florida 6/12/2020
B
New York 6/12/2020
IA
Florida 6/15/2020
B
North Carolina 6/12/2020
B
Georgia 6/15/2020
B
Ohio 6/12/2020
B
Illinois 7/7/2020
B
Pennsylvania 10/7/2024
B
Indiana 6/23/2020
B
South Carolina 6/23/2020
B
Maryland 6/12/2020
B
Texas 6/12/2020
B
Massachusetts 6/23/2020
IA
Texas 6/12/2020
B
Michigan 9/7/2023
B
Virginia 2/10/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1605 MAIN ST 12TH & 14TH FLS, SARASOTA, FL 34236
BRADENTON, FL
Registered with this firm since 6/12/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1605 MAIN ST 12TH & 14TH FLS, SARASOTA, FL 34236
BRADENTON, FL
Registered with this firm since 6/12/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/26/2010 - 06/18/2020 MORGAN STANLEY (CRD#:149777) SARASOTA, FL
B
 03/26/2010 - 06/18/2020 MORGAN STANLEY (CRD#:149777) SARASOTA, FL
IA
 12/23/1994 - 03/30/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BRADENTON, FL
B
 12/23/1994 - 03/30/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BRADENTON, FL
B
 01/30/1993 - 01/25/1995 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 09/29/1992 - 01/13/1993 J. GREGORY & COMPANY, INC. (CRD#:14892)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.