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JAMES ERNEST POTTER
JIM POTTER
CRD#: 2275917
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 761 SOUTH ORTONVILLE ROAD
ORTONVILLE, MI 48462
Registration History
19952000200520102015202020252 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - Present (9 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2009 (4 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1999 - 2005 (6 years)BFIRST CHICAGO NBD INVESTMENT S... (CRD# 17516)1997 - 1999 (1 year)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1995 - 1997 (2 years)BMULTI-BANK SECURITIES, INC. (CRD# 22098)1992 - 1995 (2 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2009 (3 years)
License(s)

State Registrations

B
Alabama 10/11/2016

IA
Michigan 9/24/2015

B
Arizona 1/22/2019

B
North Carolina 8/10/2017

B
California 5/19/2021

B
Ohio 8/10/2017

B
Florida 5/25/2016

B
Tennessee 1/10/2023

B
Georgia 3/22/2018

B
Texas 1/13/2020

B
Indiana 6/18/2024

IA
Texas 1/22/2020

B
Michigan 9/22/2015

B
Virginia 12/16/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
761 SOUTH ORTONVILLE ROAD, ORTONVILLE, MI 48462
Registered with this firm since 9/24/2015

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
761 SOUTH ORTONVILLE ROAD, ORTONVILLE, MI 48462
Registered with this firm since 9/22/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/14/2009 - 09/14/2015 FIFTH THIRD SECURITIES, INC. (CRD#:628) ST. CLAIR, MI
B
12/14/2009 - 09/14/2015 FIFTH THIRD SECURITIES, INC. (CRD#:628) ST. CLAIR, MI
IA
03/07/2006 - 12/04/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PORT HURON, MI
B
07/06/2005 - 12/04/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PORT HURON, MI
B
02/01/1999 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
10/14/1997 - 02/01/1999 FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CRD#:17516) CHICAGO, IL
B
08/09/1995 - 10/15/1997 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
B
12/21/1992 - 04/27/1995 MULTI-BANK SECURITIES, INC. (CRD#:22098) SOUTHFIELD, MI
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Broker
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Investment Adviser
Disclosures
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