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BARRY LYNN BROWN
BEAR BROWN
CRD#: 2275324
IA
B
ESI FINANCIAL ADVISORSCRD#: 265 8877 AIRPORT HIGHWAY
HOLLAND, OH 43528
HOLLAND, OH 43528
0
Disclosures
31
Years of Experience
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State Registrations
B
Florida 9/11/2014
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Ohio 10/4/2018
B
Georgia 2/26/2024
B
Pennsylvania 9/11/2014
B
Indiana 4/30/2019
B
Tennessee 9/11/2014
B
Michigan 9/11/2014
B
Virginia 9/11/2014
B
New York 8/24/2023
B
Washington 5/11/2022
B
North Carolina 8/24/2023
B
West Virginia 9/11/2014
B
Ohio 9/11/2014
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/4/2018
B
Registered with this firm since 9/11/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/27/2001 - 10/08/2014 | HOLLAND, OH | |
B | 05/11/2001 - 08/27/2001 | EL SEGUNDO, CA | |
B | 02/28/1994 - 05/09/2001 | MILWAUKEE, WI | |
B | 02/01/1994 - 05/09/2001 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.