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MARY COLLEEN BESEKE
MARY COLLEEN LEFAIVE
CRD#: 2274168
IA
B
CAPITAL ANALYSTSCRD#: 162200 3030 Harbor Lane N.
Suite 140
Minneapolis, MN 55447
Suite 140
Minneapolis, MN 55447
LINCOLN INVESTMENTCRD#: 519 3030 Harbor Lane N.
Suite 140
MINNEAPOLIS, MN 55447
Suite 140
MINNEAPOLIS, MN 55447
0
Disclosures
32
Years of Experience
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State Registrations
B
Alabama 1/24/2013
B
Nebraska 5/20/2021
B
Arizona 1/3/2012
B
Ohio 5/20/2021
B
Georgia 5/20/2021
B
Oregon 1/5/2015
B
Illinois 8/2/2010
B
South Carolina 5/20/2021
B
Iowa 4/13/2017
B
Texas 1/5/2015
B
Minnesota 8/2/2010
IA
Texas 5/20/2021
IA
Minnesota 1/23/2014
B
Virginia 5/20/2021
B
Mississippi 5/20/2021
B
Wisconsin 8/2/2010
B
Montana 1/3/2022
SRO Registrations
B
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IA
Registered with this firm since 7/29/2015
IA
Registered with this firm since 1/23/2014
B
Registered with this firm since 8/2/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/23/1996 - 08/02/2010 | MINNEAPOLIS, MN | |
B | 10/01/1995 - 07/23/1996 | WINDSOR, CT | |
B | 03/07/1994 - 10/01/1995 | SEATTLE, WA | |
B | 01/05/1993 - 02/14/1994 | MINNEAPOLIS, MN | |
B | 10/29/1992 - 01/05/1993 | SEATTLE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.