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Detailed Report
GREG A FARAH
GREG ARTHUR FARAH
CRD#: 2274071
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7000 LINCOLN DR E STE 301
MARLTON, NJ 08053
Registration History
19952000200520102015202020252 FIRMS2010 - Present (15 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2001 - 2010 (9 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1992 - 2001 (8 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2010 (7 years)
Disclosure(s)
View By:
4/25/2011
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 4/16/2010
B
New Jersey 4/16/2010
B
California 4/16/2010
IA
New Jersey 4/16/2010
B
Colorado 6/21/2022
B
New York 4/16/2010
B
Delaware 6/21/2022
B
North Carolina 4/16/2010
B
Florida 4/16/2010
B
Ohio 1/26/2022
B
Georgia 4/16/2010
B
Pennsylvania 4/16/2010
B
Hawaii 3/19/2025
B
South Carolina 6/29/2016
B
Illinois 5/10/2013
IA
South Carolina 11/30/2023
B
Iowa 6/21/2022
B
Tennessee 5/2/2019
B
Kentucky 1/10/2013
B
Texas 8/9/2013
B
Louisiana 3/19/2025
IA
Texas 8/9/2013
B
Maryland 4/16/2010
B
Utah 8/16/2023
B
Massachusetts 4/16/2010
B
Virginia 4/16/2010
B
Michigan 3/19/2025
B
Washington 10/17/2012
B
Mississippi 1/11/2012
B
West Virginia 7/5/2022
B
Missouri 4/5/2016
B
Wisconsin 3/8/2018
B
Nevada 6/22/2022
B
Wyoming 6/21/2022
B
New Hampshire 6/21/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Seneca, SC
Registered with this firm since 4/16/2010
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Seneca, SC
Registered with this firm since 4/16/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/03/2002 - 04/22/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) MT. LAUREL, NJ
B
 03/09/2001 - 04/22/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) MT. LAUREL, NJ
B
 10/11/1992 - 03/16/2001 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.