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CHRISTOPHER MICHAEL KING
CHRISTOPHER KING, Chris King
CRD#: 2274047
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1100 POYDRAS ST
STE 1000
NEW ORLEANS, LA 70163-1000
STE 1000
NEW ORLEANS, LA 70163-1000
0
Disclosures
32
Years of Experience
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State Registrations
B
Alabama 2/6/2015
B
Nevada 7/31/2020
B
California 2/6/2015
B
New York 3/22/2022
B
Colorado 2/6/2015
B
North Carolina 9/17/2024
B
Florida 2/6/2015
B
Oklahoma 1/22/2025
B
Georgia 7/31/2020
B
Oregon 7/31/2020
B
Idaho 2/6/2015
B
Pennsylvania 1/22/2025
B
Indiana 2/6/2015
B
Tennessee 7/31/2020
B
Kentucky 2/6/2015
B
Texas 2/6/2015
B
Louisiana 2/6/2015
IA
Texas 2/6/2015
IA
Louisiana 7/20/2015
B
Virginia 2/6/2015
B
Mississippi 2/6/2015
B
Washington 2/6/2015
B
Missouri 3/15/2022
SRO Registrations
B
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IA
Registered with this firm since 2/6/2015
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Registered with this firm since 2/6/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 02/18/2015 | METAIRIE, LA | |
B | 10/01/2012 - 02/18/2015 | METAIRIE, LA | |
IA | 12/16/2005 - 10/01/2012 | METAIRIE, LA | |
B | 07/06/2005 - 10/01/2012 | METAIRIE, LA | |
B | 08/03/1998 - 07/06/2005 | CHICAGO, IL | |
B | 09/07/1994 - 08/19/1998 | ||
B | 10/26/1992 - 09/08/1994 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.