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John K. Schaefer
JOHN KELLY SCHAEFER
CRD#: 2272263
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 420 S Craig St
Pittsburgh, PA 15213
Registration History
19952000200520102015202020252 FIRMS1992 - 1993 (<1 year)2 FIRMS2004 - 2005 (1 year)2 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - Present (3 years)BPNC INVESTMENTS (CRD# 129052)2011 - 2018 (7 years)BPNC CAPITAL MARKETS LLC (CRD# 15647)2005 - 2008 (3 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)2002 - 2004 (1 year)BPNC BROKERAGE CORP (CRD# 34671)2000 - 2002 (1 year)BDREYFUS FINANCIAL SERVICES COR... (CRD# 42430)1997 - 1999 (1 year)BDREYFUS INVESTMENT SERVICES CO... (CRD# 17477)1993 - 1999 (6 years)IAPNC INVESTMENTS (CRD# 129052)2010 - 2018 (7 years)IAHILLIARD LYONS ASSET MANAGEMENT (CRD# 453)2003 - 2004 (<1 year)
License(s)

State Registrations

B
California 11/3/2021

B
New Jersey 11/9/2021

B
Florida 5/4/2021

B
New York 11/9/2021

B
Georgia 4/6/2023

B
Ohio 6/10/2021

B
Hawaii 4/17/2023

B
Pennsylvania 5/4/2021

B
Illinois 5/4/2021

IA
Pennsylvania 5/4/2021

B
Indiana 3/21/2024

B
Tennessee 8/10/2023

B
Kentucky 4/15/2024

B
Utah 6/18/2021

B
Maryland 10/14/2024

B
Virginia 7/13/2023

B
Massachusetts 2/28/2022

B
Washington 4/5/2022

B
Missouri 2/14/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
420 S Craig St, Pittsburgh, PA 15213
5832 Forbes Ave, Pittsburgh, PA 15217
Registered with this firm since 5/4/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
420 S Craig St, Pittsburgh, PA 15213
5832 Forbes Ave, Pittsburgh, PA 15217
Registered with this firm since 5/4/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/05/2018 - 02/05/2021 HUNTINGTON FINANCIAL ADVISORS (CRD#:16986) PITTSBURGH, PA
B
03/05/2018 - 02/05/2021 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) PITTSBURGH, PA
IA
12/22/2010 - 01/31/2018 PNC INVESTMENTS (CRD#:129052) PITTSBURGH, PA
B
01/18/2011 - 01/31/2018 PNC INVESTMENTS (CRD#:129052) PITTSBURGH, PA
B
02/15/2005 - 12/31/2008 PNC CAPITAL MARKETS LLC (CRD#:15647) PITTSBURGH, PA
IA
01/01/2004 - 01/07/2005 PNC INVESTMENTS (CRD#:129052) SEWICKLEY, PA
B
01/01/2004 - 01/07/2005 PNC INVESTMENTS (CRD#:129052) PITTSBURGH, PA
IA
06/04/2003 - 01/01/2004 HILLIARD LYONS ASSET MANAGEMENT (CRD#:453) SEWICKLEY, PA
B
06/01/2002 - 01/01/2004 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453) LOUISVILLE, KY
B
10/27/2000 - 06/01/2002 PNC BROKERAGE CORP (CRD#:34671) PITTSBURGH, PA
B
04/25/1997 - 03/05/1999 DREYFUS FINANCIAL SERVICES CORPORATION (CRD#:42430) NEW YORK, NY
B
02/24/1993 - 03/05/1999 DREYFUS INVESTMENT SERVICES CORPORATION (CRD#:17477) PITTSBURGH, PA
B
11/25/1992 - 01/19/1993 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
11/25/1992 - 01/19/1993 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.