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TARI KIM TROWBRIDGE
TARI K KELLEY, TARI KIM KELLEY, TARI KIM WISECARVER
CRD#: 2271403
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 2 Washington St.
TOWANDA, PA 18848
Registration History
19952000200520102015202020252 FIRMS2006 - 2011 (5 years)2 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - Present (10 years)BTHE O.N. EQUITY SALES COMPANY (CRD# 2936)1998 - 2006 (8 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1992 - 1998 (5 years)
License(s)

State Registrations

B
California 11/7/2014

B
Pennsylvania 11/7/2014

B
Florida 11/7/2014

IA
Pennsylvania 11/7/2014

B
Maine 1/9/2015

B
South Carolina 11/7/2014

B
Massachusetts 10/29/2018

B
Utah 2/23/2024

B
New York 11/7/2014

B
Virginia 11/7/2014

B
North Carolina 5/18/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
2 Washington St., TOWANDA, PA 18848
Comendador Levy Gasparian/RJ,
Registered with this firm since 11/7/2014

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
2 Washington St., TOWANDA, PA 18848
Comendador Levy Gasparian/RJ,
Registered with this firm since 11/7/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/05/2011 - 11/12/2014 LPL FINANCIAL LLC (CRD#:6413) WYALUSING, PA
B
07/05/2011 - 11/12/2014 LPL FINANCIAL LLC (CRD#:6413) WYALUSING, PA
IA
06/01/2006 - 07/05/2011 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) WYALUSING, PA
B
06/01/2006 - 07/05/2011 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) WYALUSING, PA
B
01/29/1998 - 06/01/2006 THE O.N. EQUITY SALES COMPANY (CRD#:2936) WYALUSING, PA
B
08/28/1992 - 01/06/1998 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.