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Detailed Report
CHRISTIAN RAUL CORDOBA
CHRIS CORDOBA
CRD#: 2271129
IA
Investment Adviser
B
Broker
MUTUAL ADVISORS, LLCCRD#: 167658 Hermosa Beach, CA
MUTUAL SECURITIES, INC.CRD#: 13092 1419 Highland Ave.
Manhattan Beach, CA 90266
Registration History
19952000200520102015202020252 FIRMS2019 - Present (5 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2009 - 2019 (10 years)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2005 - 2009 (3 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1997 - 2005 (8 years)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1992 - 1997 (4 years)IAIRA WEALTH MANAGEMENT (CRD# 133403)2005 - 2019 (14 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2019 (6 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2012 - 2012 (<1 year)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2009 - 2012 (3 years)IACALIFORNIA RETIREMENT PLANNERS... (CRD# 125337)2005 - 2005 (<1 year)
Disclosure(s)
View By:
4/24/1997
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 5/7/2019
B
Nevada 5/15/2019
B
California 5/6/2019
B
New Mexico 5/7/2019
IA
California 5/7/2019
B
North Carolina 5/15/2019
B
Colorado 5/7/2019
B
Oregon 5/6/2019
B
Florida 5/26/2020
B
Pennsylvania 5/7/2019
B
Georgia 9/19/2022
B
Tennessee 11/7/2022
B
Hawaii 5/6/2019
B
Texas 5/7/2019
B
Massachusetts 11/22/2022
B
Washington 8/13/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MUTUAL ADVISORS, LLC (CRD#:167658)
Hermosa Beach, CA
1419 Highland Ave., Manhattan Beach, CA 90266
Registered with this firm since 5/7/2019
B
MUTUAL SECURITIES, INC. (CRD#:13092)
1419 Highland Ave., Manhattan Beach, CA 90266
Hermosa Beach, CA
Registered with this firm since 5/3/2019
Previous Registration(s)
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IA
 04/28/2005 - 07/03/2019 IRA WEALTH MANAGEMENT (CRD#:133403) EL SEGUNDO, CA
IA
 07/02/2012 - 05/06/2019 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) EL SEGUNDO, CA
B
 03/05/2009 - 05/06/2019 FIRST ALLIED SECURITIES, INC. (CRD#:32444) EL SEGUNDO, CA
IA
 07/10/2012 - 08/01/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) EL SEGUNDO, CA
IA
 03/09/2009 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) EL SEGUNDO, CA
B
 10/31/2005 - 03/11/2009 SAGEPOINT FINANCIAL, INC. (CRD#:133763) EL SEGUNDO, CA
IA
 01/13/2005 - 11/16/2005 CALIFORNIA RETIREMENT PLANNERS GROUP, INC. (CRD#:125337) LOS ANGELES, CA
B
 06/07/1997 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
 10/13/1992 - 05/19/1997 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.