Individual Firm
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CHRISTIAN RAUL CORDOBA
CHRIS CORDOBA
CRD#: 2271129
IA
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MUTUAL ADVISORS, LLCCRD#: 167658 Hermosa Beach, CA
MUTUAL SECURITIES, INC.CRD#: 13092 1419 Highland Ave.
Manhattan Beach, CA 90266
Manhattan Beach, CA 90266
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4/24/1997
Employment Separation After Allegations
State Registrations
B
Arizona 5/7/2019
B
Nevada 5/15/2019
B
California 5/6/2019
B
New Mexico 5/7/2019
IA
California 5/7/2019
B
North Carolina 5/15/2019
B
Colorado 5/7/2019
B
Oregon 5/6/2019
B
Florida 5/26/2020
B
Pennsylvania 5/7/2019
B
Georgia 9/19/2022
B
Tennessee 11/7/2022
B
Hawaii 5/6/2019
B
Texas 5/7/2019
B
Massachusetts 11/22/2022
B
Washington 8/13/2019
SRO Registrations
B
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Registered with this firm since 5/7/2019
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Registered with this firm since 5/3/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/28/2005 - 07/03/2019 | EL SEGUNDO, CA | |
IA | 07/02/2012 - 05/06/2019 | EL SEGUNDO, CA | |
B | 03/05/2009 - 05/06/2019 | EL SEGUNDO, CA | |
IA | 07/10/2012 - 08/01/2012 | EL SEGUNDO, CA | |
IA | 03/09/2009 - 07/02/2012 | EL SEGUNDO, CA | |
B | 10/31/2005 - 03/11/2009 | EL SEGUNDO, CA | |
IA | 01/13/2005 - 11/16/2005 | LOS ANGELES, CA | |
B | 06/07/1997 - 10/31/2005 | PHOENIX, AZ | |
B | 10/13/1992 - 05/19/1997 | NORTHRIDGE, CA |
LOS ANGELES, CA
01/13/2005 - 11/16/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.