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ELLEN ROSE SCHRIVER
ELLEN R SCHRIVER, ELLEN ROSE SCHRIVER MS
CRD#: 2270870
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 CLINTON, MN
Registration History
19952000200520102015202020252 FIRMS1999 - 1999 (<1 year)2 FIRMS2004 - 2004 (<1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - Present (13 years)BNFP SECURITIES, INC. (CRD# 42046)2005 - 2009 (4 years)BRUSHTRADE SECURITIES (CRD# 14684)2002 - 2003 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)1999 - 2001 (1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1998 - 1999 (<1 year)BFSC SECURITIES CORPORATION (CRD# 7461)1996 - 1998 (2 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1994 - 1996 (1 year)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1994 - 1994 (<1 year)BBROKERS TRANSACTION SERVICES, INC. (CRD# 17587)1992 - 1994 (1 year)IANFP SECURITIES, INC. (CRD# 42046)2006 - 2009 (3 years)
License(s)

State Registrations

B
Alabama 7/15/2013

B
Montana 7/15/2013

B
Alaska 7/15/2013

B
Nebraska 7/15/2013

B
Arizona 7/15/2013

B
Nevada 7/15/2013

B
Arkansas 7/15/2013

B
New Hampshire 7/15/2013

B
California 10/19/2011

B
New Jersey 7/15/2013

IA
California 10/19/2011

B
New Mexico 7/15/2013

B
Colorado 7/15/2013

B
New York 7/15/2013

B
Connecticut 7/15/2013

B
North Carolina 7/16/2013

B
Delaware 7/15/2013

B
North Dakota 7/15/2013

B
District of Columbia 7/15/2013

B
Ohio 7/15/2013

B
Florida 7/15/2013

B
Oklahoma 7/15/2013

B
Georgia 7/15/2013

B
Oregon 7/15/2013

B
Hawaii 7/15/2013

B
Pennsylvania 7/15/2013

B
Idaho 7/15/2013

B
Puerto Rico 7/15/2013

B
Illinois 7/15/2013

B
Rhode Island 7/15/2013

B
Indiana 7/15/2013

B
South Carolina 7/15/2013

B
Iowa 7/15/2013

B
South Dakota 7/15/2013

B
Kansas 7/15/2013

B
Tennessee 7/15/2013

B
Kentucky 7/15/2013

B
Texas 12/21/2011

B
Louisiana 7/15/2013

IA
Texas 2/6/2013

B
Maine 7/15/2013

B
Utah 7/15/2013

B
Maryland 7/15/2013

B
Vermont 7/15/2013

B
Massachusetts 7/15/2013

B
Virgin Islands 7/15/2013

B
Michigan 7/15/2013

B
Virginia 7/15/2013

B
Minnesota 7/15/2013

B
Washington 7/15/2013

IA
Minnesota 6/9/2020

B
West Virginia 7/15/2013

B
Mississippi 7/15/2013

B
Wisconsin 7/15/2013

B
Missouri 7/15/2013

B
Wyoming 7/15/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
CLINTON, MN
Registered with this firm since 10/19/2011

B
LPL FINANCIAL LLC (CRD#:6413)
CLINTON, MN
Registered with this firm since 10/19/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/30/2011 - 09/12/2011 ING FINANCIAL PARTNERS, INC (CRD#:2882) INDIAN WELLS, CA
B
05/19/2011 - 09/12/2011 ING FINANCIAL PARTNERS, INC. (CRD#:2882) INDIAN WELLS, CA
IA
02/14/2006 - 12/31/2009 NFP SECURITIES, INC. (CRD#:42046) DALLAS, TX
B
11/07/2005 - 12/31/2009 NFP SECURITIES, INC. (CRD#:42046) DALLAS, TX
IA
03/08/2004 - 08/11/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SOUTHLAKE, TX
B
03/23/2004 - 08/11/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
11/25/2002 - 02/11/2003 RUSHTRADE SECURITIES (CRD#:14684) CHICAGO, IL
B
08/27/1999 - 01/19/2001 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
06/02/1999 - 07/12/1999 EQ FINANCIAL CONSULTANTS, INC. (CRD#:6627) NEW YORK, NY
B
06/02/1999 - 07/12/1999 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
06/12/1998 - 05/25/1999 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
03/06/1996 - 06/12/1998 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
10/14/1994 - 02/16/1996 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
01/06/1994 - 10/17/1994 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
09/29/1992 - 06/03/1994 BROKERS TRANSACTION SERVICES, INC. (CRD#:17587) DALLAS, TX
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.