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JEAN ELLEN KELLEY
JEAN E HOY, JEAN E KELLEY
CRD#: 2270837
IA
Investment Adviser
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Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 1632 Northampton Street
Holyoke, MA 01040
Registration History
19952000200520102015202020252 FIRMS2002 - 2009 (6 years)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2002 (3 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1994 - 1998 (3 years)
Disclosure(s)
View By:
6/18/2002
Customer Dispute
Settled
License(s)

State Registrations

B
California 12/12/2017

IA
Massachusetts 5/8/2009

B
Florida 7/9/2009

B
North Carolina 8/9/2017

IA
Florida 9/21/2023

B
South Carolina 12/2/2020

B
Maine 1/8/2020

B
Vermont 10/31/2011

B
Massachusetts 5/5/2009

B
Virginia 2/26/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
1632 Northampton Street, Holyoke, MA 01040
Estero, FL
Registered with this firm since 5/8/2009

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
1632 Northampton Street, Holyoke, MA 01040
Estero, FL
Registered with this firm since 5/5/2009

Previous Registration(s)
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IA
06/25/2002 - 05/04/2009 INFINEX INVESTMENTS, INC. (CRD#:35371) FLORENCE, MA
B
06/18/2002 - 05/04/2009 INFINEX INVESTMENTS, INC. (CRD#:35371) FLORENCE, MA
B
07/15/1998 - 06/24/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
05/02/1994 - 03/20/1998 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.