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THOMAS JAMES CUSH III
THOMAS CUSH, TOM CUSH
CRD#: 2270371
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 PARK PL
ANNAPOLIS, MD 21401
Registration History
1980198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - Present (30 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - Present (32 years)
Disclosure(s)
View By:
11/28/2001
Customer Dispute
Denied
10/31/1982
Criminal
Final Disposition
4/23/1979
Criminal
Final Disposition
License(s)

State Registrations

B
California 1/27/1993

B
Missouri 10/17/2002

B
Colorado 2/5/1998

B
Montana 1/13/2025

B
Connecticut 11/4/2005

B
New Hampshire 6/12/2018

B
Delaware 7/9/1999

B
New Jersey 10/8/1997

IA
Delaware 1/26/2021

B
New York 7/15/1994

B
District of Columbia 11/4/1992

B
North Carolina 1/15/2004

IA
District of Columbia 6/9/1994

B
Pennsylvania 1/25/1993

B
Florida 8/5/1993

B
Rhode Island 3/13/2012

B
Georgia 9/24/1997

B
South Carolina 4/17/1998

B
Hawaii 10/23/2024

B
South Dakota 6/13/2018

B
Illinois 12/8/2009

B
Tennessee 3/9/2021

B
Maryland 12/3/1992

B
Texas 2/28/2006

IA
Maryland 1/6/1999

IA
Texas 6/30/2006

B
Massachusetts 3/13/2012

B
Virginia 12/1/1992

B
Michigan 9/6/2019

B
Washington 3/13/2012

B
Minnesota 1/3/2025

B
Wisconsin 2/9/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 PARK PL, ANNAPOLIS, MD 21401
18949 COASTAL HWY, REHOBOTH BEACH, DE 19971
Registered with this firm since 6/9/1994

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 PARK PL, ANNAPOLIS, MD 21401
18949 COASTAL HWY, REHOBOTH BEACH, DE 19971
Registered with this firm since 11/27/1992

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.