Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RUSSELL RAYMOND SYPEN
RUSS SYPEN, RUSSEL RAYMOND SYPEN, RUSSELL R SYPEN
CRD#: 2270340
IA
B
PNC INVESTMENTSCRD#: 129052 1900 E. 9TH STREET (OSJ)
CLEVELAND, OH 44114
CLEVELAND, OH 44114
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
Alabama 4/1/2024
B
Ohio 11/13/2009
B
Arizona 11/13/2009
IA
Ohio 11/13/2009
B
Florida 11/13/2009
B
Oklahoma 1/12/2015
B
Illinois 6/7/2024
B
Pennsylvania 11/13/2009
B
Massachusetts 1/7/2016
B
Texas 11/13/2009
B
Minnesota 10/4/2021
B
Vermont 6/29/2012
B
Missouri 9/22/2020
B
Virginia 11/13/2009
B
New Jersey 11/13/2009
B
Wisconsin 1/4/2013
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/13/2009
B
Registered with this firm since 11/13/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2000 - 11/13/2009 | CLEVELAND, OH | |
B | 06/01/1996 - 11/13/2009 | CLEVELAND, OH | |
B | 08/30/1999 - 12/31/2001 | CLEVELAND, OH | |
B | 08/03/1998 - 09/01/1999 | PURCHASE, NY | |
B | 05/22/1995 - 08/03/1998 | ||
B | 05/02/1995 - 06/01/1996 | ||
B | 10/09/1992 - 05/02/1995 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.