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Detailed Report
CORY GOLIGOSKI
CRD#: 2270289
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3075A HANSEN WAY
PALO ALTO, CA 94304
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - Present (27 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - Present (32 years)
Disclosure(s)
View By:
7/12/2012
Customer Dispute
Denied
4/22/2010
Customer Dispute
Settled
3/2/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 10/15/2021
B
Montana 1/14/1993
B
Arizona 11/10/2009
B
Nevada 1/5/1995
B
California 10/22/1992
B
New Hampshire 7/23/2018
IA
California 7/8/1997
B
New Jersey 10/13/2009
B
Colorado 1/11/2000
B
New York 3/16/1994
B
Connecticut 2/25/2019
B
North Carolina 5/16/2005
B
Delaware 3/20/2019
B
Ohio 1/14/2010
B
District of Columbia 3/21/2023
B
Oregon 3/18/1994
B
Florida 1/5/2011
B
Pennsylvania 9/29/2010
B
Georgia 4/11/2002
B
South Carolina 11/22/2023
B
Hawaii 6/27/2019
B
Tennessee 11/19/2020
B
Idaho 4/24/2024
B
Texas 12/19/1997
B
Illinois 6/20/1994
IA
Texas 12/19/1997
B
Kansas 5/7/2015
B
Utah 1/12/2011
B
Maryland 9/2/1993
B
Virginia 1/5/2011
B
Massachusetts 1/25/2008
B
Washington 1/11/1996
B
Minnesota 4/6/1993
B
Wisconsin 11/16/2018
B
Missouri 1/15/2020

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3075A HANSEN WAY, PALO ALTO, CA 94304
Registered with this firm since 7/8/1997
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3075A HANSEN WAY, PALO ALTO, CA 94304
Registered with this firm since 10/9/1992
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.