Individual Firm
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JOHN ROBERT REINEKE
CRD#: 2269967
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 630 SOUTH MAIN STREET
FINDLAY, OH 45840
FINDLAY, OH 45840
0
Disclosures
32
Years of Experience
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State Registrations
B
Arizona 1/19/2023
B
Ohio 1/1/2002
B
Florida 1/5/2004
IA
Ohio 2/19/2008
B
Georgia 5/16/2024
B
Pennsylvania 3/9/2016
B
Illinois 2/5/2016
B
South Carolina 2/5/2015
B
Indiana 10/17/2018
B
Tennessee 4/1/2024
B
Louisiana 8/30/2021
B
Texas 1/6/2017
B
Maine 1/1/2002
B
Washington 4/13/2017
B
Michigan 4/13/2010
B
Wyoming 7/27/2012
B
North Carolina 4/16/2003
SRO Registrations
B
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IA
Registered with this firm since 2/19/2008
B
Registered with this firm since 12/15/1992
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/15/2006 - 07/12/2007 | MILWAUKEE, WI | |
B | 01/19/1993 - 01/01/2002 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.