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MICHAEL CORNEILIUS CALLAHAN
CRD#: 2269404
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 B ST
SAN DIEGO, CA 92101
Registration History
19952000200520102015202020252 FIRMS2008 - Present (16 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2008 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2008 (11 years)
Disclosure(s)
View By:
7/3/2019
Financial
Final
7/3/2019
Financial
Final
7/2/2019
Financial
Final
6/27/2019
Financial
Final
1/8/2019
Financial
Final
1/8/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 12/5/2008

B
Nebraska 9/18/2014

B
California 12/5/2008

B
Nevada 12/5/2008

IA
California 12/9/2008

B
New Mexico 4/25/2024

B
Colorado 2/16/2023

B
North Carolina 9/22/2011

B
Florida 1/3/2022

B
Oklahoma 10/20/2011

B
Idaho 7/13/2017

B
Texas 12/5/2008

B
Massachusetts 7/25/2012

IA
Texas 12/19/2008

B
Michigan 11/9/2012

B
Washington 12/5/2008

B
Missouri 12/5/2008

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 12/9/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 12/5/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/08/1997 - 12/17/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN DIEGO, CA
B
07/31/1993 - 12/17/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN DIEGO, CA
B
09/14/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.