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JAMES ALBERT HUNT
JIM HUNT
CRD#: 2268203
IA
B
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR 39TH FL
CHICAGO, IL 60606
CHICAGO, IL 60606
0
Disclosures
32
Years of Experience
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State Registrations
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Alabama 9/24/2020
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Missouri 9/24/2020
B
Arizona 11/16/2020
B
Nebraska 4/12/2023
B
California 4/18/2013
B
Nevada 4/18/2013
B
Delaware 6/4/2018
B
New York 5/7/2013
B
Florida 9/3/2015
B
North Carolina 1/12/2024
B
Georgia 11/3/2020
B
North Dakota 10/11/2022
B
Idaho 7/7/2023
B
Pennsylvania 6/18/2020
B
Illinois 4/18/2013
B
South Carolina 6/6/2013
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Illinois 4/18/2013
B
Tennessee 4/18/2013
B
Indiana 4/18/2013
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Tennessee 7/8/2024
B
Louisiana 4/18/2013
B
Washington 10/20/2023
B
Michigan 4/23/2018
B
Wisconsin 5/7/2013
B
Mississippi 10/27/2014
IA
Wisconsin 10/15/2020
SRO Registrations
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IA
Registered with this firm since 4/18/2013
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Registered with this firm since 4/18/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 05/02/2013 | CHICAGO, IL | |
B | 06/01/2009 - 05/02/2013 | CHICAGO, IL | |
IA | 02/03/2006 - 06/01/2009 | CHICAGO, IL | |
B | 02/03/2006 - 06/01/2009 | CHICAGO, IL | |
IA | 08/07/2000 - 02/06/2006 | CHICAGO, IL | |
B | 06/12/2000 - 02/06/2006 | PURCHASE, NY | |
B | 01/28/1995 - 06/23/2000 | WEEHAWKEN, NJ | |
B | 09/14/1992 - 01/28/1995 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.