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Detailed Report
ERIC SCOTT WILLIFORD
CRD#: 2268189
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 34 W MYRTLE ST
BELMONT, NC 28012
CETERA ADVISOR NETWORKS LLCCRD#: 13572 34 W MYRTLE ST
BELMONT, NC 28012
Registration History
19952000200520102015202020252 FIRMS2005 - 2005 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2009 - Present (16 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2007 - 2009 (1 year)BNATIONWIDE SECURITIES, INC. (CRD# 11173)2005 - 2007 (1 year)BNCF FINANCIAL SERVICES, INC. (CRD# 120471)2002 - 2005 (2 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1992 - 2002 (10 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2010 - 2023 (12 years)IATIAA-CREF ADVICE AND PLANNING ... (CRD# 20472)2007 - 2008 (1 year)IANCF FINANCIAL SERVICES, INC. (CRD# 120471)2003 - 2005 (1 year)
License(s)

State Registrations

B
California 9/14/2017
IA
North Carolina 6/29/2023
B
Georgia 1/7/2015
B
South Carolina 2/24/2011
B
North Carolina 3/25/2009

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
34 W MYRTLE ST, BELMONT, NC 28012
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
34 W MYRTLE ST, BELMONT, NC 28012
Registered with this firm since 3/24/2009
Previous Registration(s)
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IA
 08/24/2010 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) GASTONIA, NC
B
 08/08/2007 - 01/16/2009 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHARLOTTE, NC
IA
 08/31/2007 - 12/31/2008 TIAA-CREF ADVICE AND PLANNING SERVICES (CRD#:20472) CHARLOTTE, NC
B
 07/12/2005 - 01/25/2007 NATIONWIDE SECURITIES, INC. (CRD#:11173) GASTONIA, NC
IA
 01/03/2005 - 06/06/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) BELMONT, NC
B
 01/03/2005 - 06/06/2005 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
IA
 07/08/2003 - 01/03/2005 NCF FINANCIAL SERVICES, INC. (CRD#:120471) BELMONT, NC
B
 09/30/2002 - 01/03/2005 NCF FINANCIAL SERVICES, INC. (CRD#:120471) DURHAM, NC
B
 08/14/1992 - 09/30/2002 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.