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ERIC SCOTT WILLIFORD
CRD#: 2268189
IA
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CETERA INVESTMENT ADVISERS LLCCRD#: 105644 34 W MYRTLE ST
BELMONT, NC 28012
BELMONT, NC 28012
CETERA ADVISOR NETWORKS LLCCRD#: 13572 34 W MYRTLE ST
BELMONT, NC 28012
BELMONT, NC 28012
0
Disclosures
31
Years of Experience
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State Registrations
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California 9/14/2017
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North Carolina 6/29/2023
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Georgia 1/7/2015
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South Carolina 2/24/2011
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North Carolina 3/25/2009
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 6/29/2023
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Registered with this firm since 3/24/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/24/2010 - 06/29/2023 | GASTONIA, NC | |
B | 08/08/2007 - 01/16/2009 | CHARLOTTE, NC | |
IA | 08/31/2007 - 12/31/2008 | CHARLOTTE, NC | |
B | 07/12/2005 - 01/25/2007 | GASTONIA, NC | |
IA | 01/03/2005 - 06/06/2005 | BELMONT, NC | |
B | 01/03/2005 - 06/06/2005 | ATLANTA, GA | |
IA | 07/08/2003 - 01/03/2005 | BELMONT, NC | |
B | 09/30/2002 - 01/03/2005 | DURHAM, NC | |
B | 08/14/1992 - 09/30/2002 | APPLETON, WI |
CHARLOTTE, NC
08/08/2007 - 01/16/2009
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.